-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T7nD3ZIEq4VQZqenZ5W4uXzuk8DyrJ+9/S7M+a5J2nnRtgq7bDyU626aMr/aWrT+ mXYkuSdPicOFLhdvF1jx0g== 0000350797-09-000030.txt : 20090210 0000350797-09-000030.hdr.sgml : 20090210 20090210100850 ACCESSION NUMBER: 0000350797-09-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090209 FILED AS OF DATE: 20090210 DATE AS OF CHANGE: 20090210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH WINTHROP H JR CENTRAL INDEX KEY: 0001287807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 09583762 BUSINESS ADDRESS: BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: 255 STATE STEET STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 4 1 smi487.xml X0303 4 2009-02-09 0 0000350797 EATON VANCE CORP EV 0001287807 SMITH WINTHROP H JR THE EATON VANCE BUILDING 255 STATE STREET BOSTON MA 021092617 1 0 0 0 Phantom Stock 2010-11-03 2010-11-03 Eaton Vance Corp. Non-voting Common Stock 18.00 2291.00 D Option (right to buy) 18.99 2014-04-14 Eaton Vance Corp. Non-voting Common Stock 12000.00 12000.00 D Option (right to buy) 25.39 2014-12-17 Eaton Vance Corp. Non-voting Common Stock 12000.00 12000.00 D Option (right to buy) 27.58 2015-12-16 Eaton Vance Corp. Non-voting Common Stock 8200.00 8200.00 D Option (right to buy) 30.11 2006-11-01 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 8000.00 8000.00 D Option (right to buy) 48.39 2007-11-01 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 6700.00 6700.00 D Option (right to buy) 21.99 2008-11-03 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 5800.00 5800.00 D Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. As dividends are paid with respect to Company Non-Voting Common Stock, a number of units of Phantom Stock with a current value equal to the amount of the dividend will be allocated to the account of each non-employee Director with respect to each unit of Phantom Stock Awarded at the time such dividends are paid to the stock holders of the Company. These options vest over a 4 year period at 25% per year. By: Katie McManus, Attorney- in- fact 2009-02-09 -----END PRIVACY-ENHANCED MESSAGE-----