-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QJfU9FBTdd76gkNNkMvrI+CtC/tO/e7rL+nNaG9c4uhV6qj6ftZJZQzy+AvbioWo lrLrr2Fhsu3Zyu4nCwRMnw== 0000350797-08-000067.txt : 20081105 0000350797-08-000067.hdr.sgml : 20081105 20081105130943 ACCESSION NUMBER: 0000350797-08-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081103 FILED AS OF DATE: 20081105 DATE AS OF CHANGE: 20081105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: 255 STATE STEET STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HYLTON LAURIE G CENTRAL INDEX KEY: 0001245652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 081163088 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 4 1 hyl429.xml X0303 4 2008-11-03 0 0000350797 EATON VANCE CORP EV 0001245652 HYLTON LAURIE G THE EATON VANCE BUILDING 255 STATE STREET BOSTON MA 021092617 0 1 0 0 VP & Chief Accounting Officer Eaton Vance Corp. Non-voting Common Stock 2008-11-03 4 A 0 5200 0 A 78124.00 D Eaton Vance Corp. Non-voting Common Stock 2008-11-03 5 A 0 591 19.80 A 78715.00 D Eaton Vance Corp. Non-voting Common Stock 1200.00 I By Custodian For Children Option (right to buy) 21.99 2008-11-03 4 A 0 13400 0 A 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 13400.00 13400.00 D Option (right to buy) 12.27 2010-11-01 Eaton Vance Corp. Non-voting Common Stock 8000.00 8000.00 D Option (right to buy) 14.34 2011-11-01 Eaton Vance Corp. Non-voting Common Stock 7104.00 7104.00 D Option (right to buy) 14.55 2012-11-01 Eaton Vance Corp. Non-voting Common Stock 44800.00 44800.00 D Option (right to buy) 17.51 2013-11-03 Eaton Vance Corp. Non-voting Common Stock 39800.00 39800.00 D Option (right to buy) 21.96 2014-11-01 Eaton Vance Corp. Non-voting Common Stock 39800.00 39800.00 D Option (right to buy) 24.87 2015-11-01 Eaton Vance Corp. Non-voting Common Stock 34300.00 34300.00 D Option (right to buy) 30.11 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 31100.00 31100.00 D Option (right to buy) 48.39 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 19200.00 19200.00 D These shares were acquired under the 1986 Employee Stock Purchase Plan, which is a 16b-3 plan. Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2000, these options vest over a 5 year period at 20% per year. Granted on November 1, 2001, these options vest over a 5 year period at 20% per year. Granted on November 1, 2002, these options vest over a 5 year period at 20% per year. Granted on November 3, 2003, these options vest over a 5 year period at 20% per year. Granted on November 1, 2004 these options vest over a 5 year period at 20% per year. Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. By: Katie McManus, Attorney in Fact 2008-11-05 -----END PRIVACY-ENHANCED MESSAGE-----