-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E9MQNYRp8mZndLYXEWzWuIJKdfIFXqfWtYtLPKZVrvOtrUahoZPomdZ+4+JH1L1a hoE3zkulorhF2JEcjqrqwQ== 0000350797-06-000024.txt : 20060615 0000350797-06-000024.hdr.sgml : 20060615 20060615114730 ACCESSION NUMBER: 0000350797-06-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060614 FILED AS OF DATE: 20060615 DATE AS OF CHANGE: 20060615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARDSON DUNCAN W CENTRAL INDEX KEY: 0001257596 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 06906544 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: 255 STATE STEET STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 4 1 ric247.xml X0202 4 2006-06-14 0 0000350797 EATON VANCE CORP EV 0001257596 RICHARDSON DUNCAN W THE EATON VANCE BUILDING 255 STATE STREET BOSTON MA 021092617 0 1 0 0 Executive Vice President Eaton Vance Corp. Non-voting Common Stock 2006-05-01 5 A 0 558 22.38 A 364668.00 D Eaton Vance Corp. Non-voting Common Stock 2006-06-14 4 M 0 34840 5.73 A 399508.00 D Option (right to buy) 5.73 2006-06-14 4 M 0 34840 5.73 D 2006-11-02 Eaton Vance Corp. Non-voting Common Stock 34840.00 65160.00 D Option (right to buy) 8.59 2009-11-01 Eaton Vance Corp. Non-voting Common Stock 72000.00 72000.00 D Option (right to buy) 12.27 2010-11-01 Eaton Vance Corp. Non-voting Common Stock 200000.00 200000.00 D Option (right to buy) 14.34 2011-11-01 Eaton Vance Corp. Non-voting Common Stock 250000.00 250000.00 D Option (right to buy) 14.55 2012-11-01 Eaton Vance Corp. Non-voting Common Stock 282600.00 282600.00 D Option (right to buy) 17.51 2013-11-03 Eaton Vance Corp. Non-voting Common Stock 273000.00 273000.00 D Option (right to buy) 21.96 2014-11-01 Eaton Vance Corp. Non-voting Common Stock 259600.00 259600.00 D Option (right to buy) 24.87 2015-11-01 Eaton Vance Corp. Non-voting Common Stock 210500.00 210500.00 D These shares were acquired under the 1986 Employee Stock Purchase Plan, which is a 16b-3 plan. Granted under the 1998 Stock Option Plan, which is a 16b-3 plan. Granted on November 2, 1998, these options vest over a 4 year period at 25% per year. Granted on November 1, 1999, these options vest over a 5 year period at 20% per year. Granted on November 1, 2000, these options vest over a 5 year period at 20% per year. Granted on November 1, 2001, these options vest over a 5 year period at 20% per year. Granted on November 1, 2002, these options vest over a 5 year period at 20% per year. Granted on November 3, 2003, these options vest over a 5 year period at 20% per year. Granted on November 1, 2004 these options vest over a 5 year period at 20% per year. Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. By: Katie McManus, Attorney in Fact 2006-06-15 -----END PRIVACY-ENHANCED MESSAGE-----