-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FLuB3EPFLJyHadsb3JhFF0B+mqoSkXJubOgsk5SsxZ9UNrbKRuSqcPW/oIR/BMpC ye2qrWuGciDIMd8HkQ4zTQ== 0000350797-05-000064.txt : 20051214 0000350797-05-000064.hdr.sgml : 20051214 20051214112026 ACCESSION NUMBER: 0000350797-05-000064 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051031 FILED AS OF DATE: 20051214 DATE AS OF CHANGE: 20051214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEUL WILLIAM M CENTRAL INDEX KEY: 0001225379 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 051262938 BUSINESS ADDRESS: BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: 255 STATE STEET STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 5 1 ste223.xml X0202 5 2005-10-31 0 0 0 0000350797 EATON VANCE CORP EV 0001225379 STEUL WILLIAM M THE EATON VANCE BUILDING 255 STATE STREET BOSTON MA 021092617 0 1 0 0 Chief Financial Officer Eaton Vance Corp. Common Stock (Voting) 37116.00 I By Voting Trust Eaton Vance Corp. Non-voting Common Stock 462680.00 D Eaton Vance Corp. Non-voting Common Stock 84568.00 I Stock Option Income Deferral Voting Trust Receipt 37116.00 D Option (right to buy) 15.77 2006-11-01 Eaton Vance Corp. Non-voting Common Stock 6974.00 6974.00 D Option (right to buy) 5.73 2006-11-02 Eaton Vance Corp. Non-voting Common Stock 39560.00 39560.00 D Option (right to buy) 16.01 2007-11-01 Eaton Vance Corp. Non-voting Common Stock 6872.00 6872.00 D Option (right to buy) 19.26 2008-11-03 Eaton Vance Corp. Non-voting Common Stock 5710.00 5710.00 D Option (right to buy) 8.59 2009-11-01 Eaton Vance Corp. Non-voting Common Stock 60000.00 60000.00 D Option (right to buy) 12.27 2010-11-01 Eaton Vance Corp. Non-voting Common Stock 51848.00 51848.00 D Option (right to buy) 14.34 2011-11-01 Eaton Vance Corp. Non-voting Common Stock 62426.00 62426.00 D Option (right to buy) 14.55 2012-11-01 Eaton Vance Corp. Non-voting Common Stock 71528.00 71528.00 D Option (right to buy) 17.51 2013-11-01 Eaton Vance Corp. Non-voting Common Stock 74890.00 74890.00 D Option (right to buy) 21.96 2014-11-01 Eaton Vance Corp. Non-voting Common Stock 68400.00 68400.00 D All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Mssrs. James B. Hawkes, Thomas E. Faust, Jr., Alan R. Dynner, William M. Steul, Wharton P. Whitaker, Thomas J. Fetter, Duncan W. Richardson, Jeffrey P. Beale, Scott H. Page, Payson F. Swaffield and Michael W. Weilheimer are the voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act. Shares credited under the company's Stock Option Income Deferral Plan. A Voting Trust Receipt represents a share of Voting Common Stock. Granted on 11/1/2001 this option vests 100% on 11/1/2005. Granted on November 2, 1998, these options vest over 5 years starting in 1999 in increments of 12.33%, 12.33%, 19.33%, 34% and 22% respectively. Granted on 11/1/2002 this option vests 100% on 11/1/2006. Granted on 11/3/2003 this options vests 100% on 11/3/2007. Granted on November 1, 1999, these options vest over a 5 year period at 20% per year. Granted on 11/1/2000 this options vests 23% per year on 11/1/2001, 11/1/2002, 11/1/2003, 11/1/2005 and 8% on 11/1/2004. Granted on 11/1/2001 this option vests 22% on 11/1/2002, 11/1/2003, 11/1/2004, 11/1/2005 and 12% on 11/1/2005 Granted on 11/1/2002 this option vests 22% on 11/1/2003, 11/1/2004, 11/1/2005, 11/1/2007 and 12% on 11/1/2006. Granted on 11/3/2003 this option vests 22% on 11/3/2004, 11/3/2005, 11/3/2006, 11/3/2008 and 12% on 11/3/2007. Granted on November 1, 2004 these options vest over a 5 year period at 20% per year. By: Katie McManus, Attorney in Fact 2005-12-14 -----END PRIVACY-ENHANCED MESSAGE-----