-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BOaJGWtmmptCqL1gasenQ2QiJ/WFupviRRn02+t1fjAQcnMeijequRcXa/aNwbnL ALmWOLDzlpx5pcvHvjivSw== 0000350797-05-000039.txt : 20051202 0000350797-05-000039.hdr.sgml : 20051202 20051202083558 ACCESSION NUMBER: 0000350797-05-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051201 FILED AS OF DATE: 20051202 DATE AS OF CHANGE: 20051202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HYLTON LAURIE G CENTRAL INDEX KEY: 0001245652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 051239011 MAIL ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: 255 STATE STEET STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 4 1 hyl209.xml X0202 4 2005-12-01 0 0000350797 EATON VANCE CORP EV 0001245652 HYLTON LAURIE G THE EATON VANCE BUILDING 255 STATE STREET BOSTON MA 021092617 0 1 0 0 VP & Chief Accounting Officer Eaton Vance Corp. Non-voting Common Stock 2005-12-01 4 M 0 32000 12.27 A 77300.00 D Eaton Vance Corp. Non-voting Common Stock 2005-12-01 4 S 0 32000 27.77 D 45300.00 D Eaton Vance Corp. Non-voting Common Stock 2005-12-01 4 M 0 40000 5.73 A 85300.00 D Eaton Vance Corp. Non-voting Common Stock 2005-12-01 4 F 0 8277 27.71 D 77023.00 D Option (right to buy) 5.73 2005-12-01 4 M 0 40000 0 D 2006-11-02 Eaton Vance Corp. Non-voting Common Stock 40000.00 0.00 D Option (right to buy) 12.27 2005-12-01 4 M 0 32000 0 D 2010-11-01 Eaton Vance Corp. Non-voting Common Stock 32000.00 8000.00 D Option (right to buy) 8.59 2009-11-01 Eaton Vance Corp. Non-voting Common Stock 40000.00 40000.00 D Option (right to buy) 14.34 2011-11-01 Eaton Vance Corp. Non-voting Common Stock 41600.00 41600.00 D Option (right to buy) 14.55 2012-11-01 Eaton Vance Corp. Non-voting Common Stock 44800.00 44800.00 D Option (right to buy) 17.51 2013-11-03 Eaton Vance Corp. Non-voting Common Stock 39800.00 39800.00 D Option (right to buy) 21.96 2014-11-01 Eaton Vance Corp. Non-voting Common Stock 39800.00 39800.00 D Option (right to buy) 24.87 2015-11-01 Eaton Vance Corp. Non-voting Common Stock 34300.00 34300.00 D Granted under the 1998 Stock Option Plan, which is a 16b-3 plan. Granted on November 2, 1998, these options vest over a 4 year period at 25% per year. Granted on November 1, 2000, these options vest over a 5 year period at 20% per year. Granted on November 1, 1999, these options vest over 5 years starting in 2000 in increments of 13.33%, 13.33%, 13.33%, 30%, and 30% respectively. Granted on November 1, 2001, these options vest over a 5 year period at 20% per year. Granted on November 1, 2002, these options vest over a 5 year period at 20% per year. Granted on November 3, 2003, these options vest over a 5 year period at 20% per year. Granted on November 1, 2004 these options vest over a 5 year period at 20% per year. Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%. By: Katie McManus, Attorney in Fact 2005-12-02 -----END PRIVACY-ENHANCED MESSAGE-----