-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LWubEDOQHUDFjBTcD+6HW5aRqy1Jj8duw4G1m2d4BZ9b/4mshUDCL8GgHpyH88cW qlPSKT9X9VhgIpWQp+Yoew== 0000350797-03-000083.txt : 20031222 0000350797-03-000083.hdr.sgml : 20031222 20031222175628 ACCESSION NUMBER: 0000350797-03-000083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031219 FILED AS OF DATE: 20031222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SORENSON RALPH Z CENTRAL INDEX KEY: 0001023704 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 031068686 BUSINESS ADDRESS: STREET 1: HOUGHTON MIFFLIN CO STREET 2: 222 BERKELEY ST 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116-3764 MAIL ADDRESS: STREET 1: HOUGHTON MIFFLIN CO STREET 2: 222 BERKELEY ST 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116-3764 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: 255 STATE STEET STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 4 1 sor96.xml X0201 4 2003-12-19 0 0000350797 EATON VANCE CORP EV 0001023704 SORENSON RALPH Z THE EATON VANCE BUILDING 255 STATE STREET BOSTON MA 021092617 1 0 0 0 Eaton Vance Corp. Non-voting Common Stock 72392.00 D Option (right to buy) 36.27 2003-12-19 4 A 0 6000 0 A 2013-12-19 Eaton Vance Corp. Non-voting Common Stock 6000.00 6000.00 D Option (right to buy) 10.06 2006-12-18 Eaton Vance Corp. Non-voting Common Stock 5962.00 5962.00 D Option (right to buy) 17.78 2009-12-17 Eaton Vance Corp. Non-voting Common Stock 3374.00 3374.00 D Option (right to buy) 27.13 2010-12-15 Eaton Vance Corp. Non-voting Common Stock 3686.00 3686.00 D Option (right to buy) 35.65 2011-12-21 Eaton Vance Corp. Non-voting Common Stock 6000.00 6000.00 D Option (right to buy) 30.10 2012-12-20 Eaton Vance Corp. Non-voting Common Stock 6000.00 6000.00 D Granted under the 1998 Stock Option Plan, which is a 16b-3 plan. These options vest over a 4 year period at 25% per year. By: Katie McManus, Attorney in Fact 2003-12-19 -----END PRIVACY-ENHANCED MESSAGE-----