-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CqJESd/+pDjAj/Wv+9rd4BLxmk/ad9+cweofx/OhJB5JtfsUti+DQG4gIskGCNFY aIAUFpqlrsECNJBVp30Z7Q== 0000350797-03-000069.txt : 20031215 0000350797-03-000069.hdr.sgml : 20031215 20031215122148 ACCESSION NUMBER: 0000350797-03-000069 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031031 FILED AS OF DATE: 20031215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON VANCE CORP CENTRAL INDEX KEY: 0000350797 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 042718215 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: 255 STATE STEET STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NELSON JOHN M CENTRAL INDEX KEY: 0001024055 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08100 FILM NUMBER: 031053615 BUSINESS ADDRESS: STREET 1: 365 PLANTATION ST STREET 2: C/O CAMBRIDGE BIOTECH CORP CITY: WORCESTER STATE: MA ZIP: 01605 BUSINESS PHONE: 5087913511 MAIL ADDRESS: STREET 1: C/O CAMBRIDGE BIOTECH CORP STREET 2: 365 PLANTATION ST CITY: WORCESTER STATE: MA ZIP: 01605 5 1 nel87.xml X0201 5 2003-10-31 0 1 0 0000350797 EATON VANCE CORP EV 0001024055 NELSON JOHN M THE EATON VANCE BUILDING 255 STATE STREET BOSTON MA 021092617 1 0 0 0 Eaton Vance Corp. Non-voting Common Stock 8000.00 D Option (right to buy) 10.06 3 2006-12-18 Eaton Vance Corp. Non-voting Common Stock 5962.00 5962.00 D Option (right to buy) 17.78 3 2009-12-17 Eaton Vance Corp. Non-voting Common Stock 3374.00 3374.00 D Option (right to buy) 27.13 3 2010-12-15 Eaton Vance Corp. Non-voting Common Stock 3686.00 3686.00 D Option (right to buy) 35.65 3 2011-12-21 Eaton Vance Corp. Non-voting Common Stock 6000.00 6000.00 D Option (right to buy) 30.10 3 2012-12-20 Eaton Vance Corp. Non-voting Common Stock 6000.00 6000.00 D Granted under the 1998 Stock Option Plan, which is a 16b-3 plan. These options vest over a 4 year period at 25% per year. By: Katie McManus, Attorney in Fact 2003-12-15 -----END PRIVACY-ENHANCED MESSAGE-----