-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ig1iUZ/1qyZLQ+/4E/VpCIMqda63zj5AAJrKVE3/IvkHJK6FVRcXH6fdJgoSVff1 23tcabcO8jdkZodUChS3vg== 0000350750-04-000027.txt : 20040429 0000350750-04-000027.hdr.sgml : 20040429 20040429101408 ACCESSION NUMBER: 0000350750-04-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040428 FILED AS OF DATE: 20040429 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BAIRNCO CORP /DE/ CENTRAL INDEX KEY: 0000350750 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 133057520 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 PRIMERA BLVD STREET 2: STE 432 CITY: LAKE MARY STATE: FL ZIP: 32746 BUSINESS PHONE: 4078752222 MAIL ADDRESS: STREET 1: 300 PRIMERA BLVD STREET 2: STE 432 CITY: LAKE MARY STATE: FL ZIP: 32746 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FICHTHORN LUKE E III CENTRAL INDEX KEY: 0001190131 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08120 FILM NUMBER: 04762779 BUSINESS ADDRESS: STREET 1: PO BOX 4667 CITY: JACKSONVILLE STATE: FL ZIP: 32201 BUSINESS PHONE: 9043551781 MAIL ADDRESS: STREET 1: PO BOX 4667 CITY: JACKSONVILLE STATE: FL ZIP: 32201 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-04-28 0 0000350750 BAIRNCO CORP /DE/ BZ 0001190131 FICHTHORN LUKE E III PO BOX 4667 JACKSONVILLE FL 32201 1 1 0 0 Chairman & CEO Common Stock 2004-04-28 4 A 0 2800 8.3893 A 171381 D Restricted Common Stock 42000 D Common Stock 2000 I Wife Common Stock 1500 I Trust Purchase Option Common Stock 216667 216667 D RESTRICTED STOCK AWARD CONTINGENT UPON FIVE CONTINUOUS YEARS OF EMPLOYMENT, WITH "CLIFF" VESTING OF ALL SHARES UPON FIFTH ANNIVERSARY OF THE DATE OF THE AWARD. ALL SHARES ARE FORFEITED IN THE EVENT OF TERMINTAION OF EMPLOYMNET PRIOR TO THE FIVE YEARS, FOR OTHER THAN RETIREMENT, DEATH OR DISABILITY. RECIPIENT RECEIVES VOTING POWER AND PAYMENT OF DIVIDENDS RELATED TO THE SHARES DURING THE VESTING PERIOD. 216,667 OPTIONS AT VARYING EXERCISE PRICES, EXERCISE DATES AND EXPIRATION DATES. LUKE E. FICHTHORN III 2004-04-29 -----END PRIVACY-ENHANCED MESSAGE-----