0001181431-11-047332.txt : 20110829 0001181431-11-047332.hdr.sgml : 20110829 20110829183602 ACCESSION NUMBER: 0001181431-11-047332 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110826 FILED AS OF DATE: 20110829 DATE AS OF CHANGE: 20110829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAROONE MICHAEL E CENTRAL INDEX KEY: 0001088011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 111063951 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION, INC. CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION, INC. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AutoNation, Inc. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION INC /FL DATE OF NAME CHANGE: 19990407 4 1 rrd320872.xml FORM 4 X0304 4 2011-08-26 0 0000350698 AUTONATION, INC. AN 0001088011 MAROONE MICHAEL E 200 SW 1ST AVE SUITE 1600 FORT LAUDERDALE FL 33301 1 1 0 0 Director, President and COO Common Stock 2011-08-26 4 M 0 257000 17 A 257000 D Common Stock 2011-08-26 4 M 0 60996 16.17 A 317996 D Common Stock 2011-08-26 4 S 0 317996 39.0742 D 0 D Common Stock 2496622 I See footnote Common Stock 1537 I By 401(k) Plan Employee Stock Option (right to buy) 17 2011-08-26 4 M 0 257000 0 D 2013-07-28 Common Stock 257000 0 D Employee Stock Option (right to buy) 16.17 2011-08-26 4 M 0 60996 0 D 2014-07-27 Common Stock 60996 172804 D This transaction was executed in multiple trades at prices ranging from $39.00 to $39.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Includes 249,265 shares previously owned directly by the reporting person. These shares are beneficially owned by Michael Maroone Family Partnership, a Nevada limited partnership controlled by the reporting person. The option became exercisable in 25% annual increments on each of the first four anniversaries of July 28, 2003. The option became exercisable in 25% annual increments on each of the first four anniversaries of July 27, 2004. /s/ Michael E. Maroone 2011-08-29