-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MbL9dnx4FQGQK/Vy29091V2Lh1r/iniijKNM6if89L4lkAp64TwqAskiZgw7pXdI RZ05tdNmrUglrDKBJfbjlQ== 0001181431-10-045638.txt : 20100903 0001181431-10-045638.hdr.sgml : 20100903 20100903171346 ACCESSION NUMBER: 0001181431-10-045638 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100901 FILED AS OF DATE: 20100903 DATE AS OF CHANGE: 20100903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAROONE MICHAEL E CENTRAL INDEX KEY: 0001088011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 101058299 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION, INC. CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION, INC. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AutoNation, Inc. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION INC /FL DATE OF NAME CHANGE: 19990407 4 1 rrd285166.xml FORM 4 X0303 4 2010-09-01 0 0000350698 AUTONATION, INC. AN 0001088011 MAROONE MICHAEL E 200 SW 1ST AVE SUITE 1600 FORT LAUDERDALE FL 33301 1 1 0 0 Director, President and COO Common Stock 2010-09-01 4 M 0 400000 11.05 A 649265 D Common Stock 2010-09-01 4 S 0 400000 23.21 D 249265 D Common Stock 2247357 I See footnote Common Stock 1537 I By 401(k) Plan Employee Stock Option (right to buy) 11.05 2010-09-01 4 M 0 400000 0 D 2011-07-25 Common Stock 400000 0 D Employee Stock Option (right to buy) 23.21 2010-09-01 4 A 0 51026 0 A 2020-03-01 Common Stock 51026 51026 D This transaction was executed in multiple trades at prices ranging from $23.11 to $23.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. These shares are beneficially owned by Michael Maroone Family Partnership, a Nevada limited partnership controlled by Mr. Maroone. The option, representing a right to purchase a total of 400,000 shares (as of the grant date) at an exercise price equal to $11.05 per share, vested as to 25% of the underlying shares on each of July 25, 2002, July 25, 2003, July 25, 2004 and July 25, 2005. The option vests in four equal annual installments beginning on June 1, 2011, subject to continuous employment with the Company. /s/ Michael E. Maroone 2010-09-03 -----END PRIVACY-ENHANCED MESSAGE-----