-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CYLKTOhfzOqxf47NXQMDPDnd9M1oB7l+loFF0bvRy8m3hUiNAIgCCfwUmE/6R4Qv jv+AwF6HykzLDqYWTb4wxg== 0001104659-07-085056.txt : 20071126 0001104659-07-085056.hdr.sgml : 20071126 20071126185942 ACCESSION NUMBER: 0001104659-07-085056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20071121 FILED AS OF DATE: 20071126 DATE AS OF CHANGE: 20071126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION INC /FL CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 SE 6TH ST CITY: FT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 110 SE 6TH ST CITY: FT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC INDUSTRIES INC DATE OF NAME CHANGE: 19951215 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC WASTE INDUSTRIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC RESOURCES CORP DATE OF NAME CHANGE: 19900226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL PARTNERS LP CENTRAL INDEX KEY: 0000923727 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 071267512 BUSINESS ADDRESS: STREET 1: ONE LAFAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614600 MAIL ADDRESS: STREET 1: ONE LAFAYETTE PLAC CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RBS PARTNERS L P /CT CENTRAL INDEX KEY: 0000860585 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 071267513 BUSINESS ADDRESS: STREET 1: ONE LAFAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614606 MAIL ADDRESS: STREET 1: ONE LAFAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: LAMPERT L P DATE OF NAME CHANGE: 19940207 FORMER NAME: FORMER CONFORMED NAME: RBS PARTNERS L P DATE OF NAME CHANGE: 19931210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL INVESTMENTS INC CENTRAL INDEX KEY: 0001126396 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 071267514 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614600 MAIL ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMPERT EDWARD S CENTRAL INDEX KEY: 0001183200 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 071267515 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 9014956500 4 1 a4.xml 4 X0202 4 2007-11-21 0 0000350698 AUTONATION INC /FL AN 0001183200 LAMPERT EDWARD S 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0001126396 ESL INVESTMENTS INC 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0000860585 RBS PARTNERS L P /CT 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0000923727 ESL PARTNERS LP 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 Common Stock, par value $0.01 per share 2007-11-21 4 P 0 38200 15.69 A 36788436 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 39000 15.70 A 36827436 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 1400 15.72 A 36828836 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 6100 15.73 A 36834936 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 1600 15.74 A 36836536 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 48800 15.75 A 36885336 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 2400 15.76 A 36887736 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 9700 15.77 A 36897436 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 6700 15.78 A 36904136 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 10400 15.79 A 36914536 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 54800 15.80 A 36969336 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 8000 15.81 A 36977336 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 15300 15.83 A 36992636 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 1000 15.84 A 36993636 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 100 15.85 A 36993736 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 10000 15.86 A 37003736 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 17300 15.87 A 37021036 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 17600 15.88 A 37038636 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 20000 15.89 A 37058636 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 132000 15.90 A 37190636 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 13400 15.91 A 37204036 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 5000 15.92 A 37209036 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 85200 15.93 A 37294236 I See Footnotes Common Stock, par value $0.01 per share 2007-11-21 4 P 0 24600 15.94 A 37318836 I See Footnotes Common Stock, par value $0.01 per share 221701 I See Footnotes Common Stock, par value $0.01 per share 8571514 I See Footnotes Common Stock, par value $0.01 per share 5712083 I See Footnotes Common Stock, par value $0.01 per share 61964 I See Footnotes Common Stock, par value $0.01 per share 2455251 I See Footnotes Common Stock, par value $0.01 per share 130000 D These shares of common stock, par value $0.01 per share ("Shares"), of AutoNation, Inc. (the "Issuer") are held by ESL Partners, L.P. ("Partners"). These Shares are held by ESL Institutional Partners, L.P. ("Institutional"). These Shares are held in an account established by the investment member of ESL Investors, L.L.C. ("Investors"). These Shares are held by CBL Partners, L.P. ("CBL"). These Shares are held by ESL Investment Management, L.P. ("ESLIM"). These Shares are held by RBS Partners, L.P. ("RBS"). These Shares are held by Edward S. Lampert. This Form 4 is filed on behalf of Mr. Lampert, ESL Investments, Inc. ("Investments"), RBS and Partners. RBS is the general partner of Partners and the managing member of Investors. RBS Investment Management, LLC ("RBSIM") is the general partner of Institutional. Investments is the general partner of RBS and CBL and the manager of RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments and the managing member of the general partner of ESLIM. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of his or its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. /s/ Theodore W. Ullyot, EVP & General Counsel (See signatures of Reporting Persons as Exhibit 99.1) 2007-11-26 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

Joint Filer Information

 

Date of Event Requiring Statement:

November 21, 2007

 

 

Issuer Name and Ticker or Trading Symbol:

AutoNation, Inc. (AN)

 

 

Designated Filer:

Edward S. Lampert

 

 

 

 

Other Joint Filers:

ESL Investments, Inc., RBS Partners, L.P. and ESL Partners, L.P.

 

 

 

 

Addresses:

The principal business address of each of the Joint Filers above is
200 Greenwich Avenue, Greenwich, CT 06830.

 

 

 

Signatures:

EDWARD S. LAMPERT

 

 

 

 

 

/s/ Edward S. Lampert

 

 

Edward S. Lampert

 

 

 

 

 

ESL INVESTMENTS, INC.

 

 

 

 

 

 

By:

/s/ Theodore W, Ullyot

 

 

 

Name:

Theodore W. Ullyot

 

 

 

Title:

EVP & General Counsel

 

 

 

 

 

RBS PARTNERS, L.P.

 

 

 

 

 

By: ESL Investments, Inc., as its general partner

 

 

 

 

By:

/s/ Theodore W, Ullyot

 

 

 

Name:

Theodore W. Ullyot

 

 

 

Title:

EVP & General Counsel

 

 

 

 

 

ESL PARTNERS, L.P.

 

 

 

 

 

By: RBS Partners, L.P., as its general partner

 

 

 

 

 

By: ESL Investments, Inc., as its general partner

 

 

 

 

 

By:

/s/ Theodore W, Ullyot

 

 

 

Name:

Theodore W. Ullyot

 

 

 

Title:

EVP & General Counsel

 

 

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