-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BDYIFBUpsHBShNfCVLUNliR6a8q2wvH9X7TjtZYX5jsDAA2/b+GXtiZ2DYw3G4Nd m7/qWRuPDArp1O8Ng1e7eA== 0000950144-97-001064.txt : 19970221 0000950144-97-001064.hdr.sgml : 19970221 ACCESSION NUMBER: 0000950144-97-001064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970116 FILED AS OF DATE: 19970210 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REPUBLIC INDUSTRIES INC CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09787 FILM NUMBER: 97522325 BUSINESS ADDRESS: STREET 1: 450 E LAS OLAS BLVD STREET 2: STE 1200 CITY: FT. LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 3057618333 MAIL ADDRESS: STREET 1: 200 EAST LAS OLAS BLVD STREET 2: SUITE 1400 CITY: FT. LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC WASTE INDUSTRIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC RESOURCES CORP DATE OF NAME CHANGE: 19900226 COMPANY DATA: COMPANY CONFORMED NAME: BERRARD STEVEN R CENTRAL INDEX KEY: 0001026212 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O REPUBLIC INDUSTRIES INC STREET 2: 200 EAST LAS OLAS BLVD CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9546276018 MAIL ADDRESS: STREET 1: C/O REPUBLIC INDUSTRIES INC STREET 2: 200 EAST LAS OLAS BLVD CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 4 1 REPUBLIC INDUSTRIES/ STEVEN BERRARD FORM 4 1 - ------ FORM 4 - ------ U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP / / Check box if no longer subject to Filed pursuant to Section 16(a) of the Securities Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the or Form 5 obligations Public Utility Holding Company Act of 1935 may continue. See or Section 30(f) of the Investment Company Instruction 1(b). Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Berrard Steven R. Republic Industries, Inc. (RWIN) Issuer (Check all applicable) - ------------------------------------------ ---------------------------------------------- x Director 10% Owner (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- --- 450 E. Las Olas Blvd. Number of Reporting Month/Year x Officer (give Other (Specify - ------------------------------------------ Person (Voluntary) January 1997 ---- title --- below) (Street) ---------------- below) Ft. Lauderdale FL 33301 5. If Amendment, Co-Chief Executive Officer and President - ------------------------------------------ Date of Original ---------------------------------------- (City) (State) (Zip) (Month/Year) 7. Individual or Joint/Group Filing --------------- (Check applicable line) X Form filed by one ---- Reporting Person Form filed by more than ---- one Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Instr. 8) End of Month Direct Benefi- (Month/ (Instr. 3 and 4) (D) or cial Day/ --------------------------------------- Indirect Owner- Year) Code V Amount (A) or Price (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 01/16/97 A(1) 3,158,042 A (2) 3,158,042 I (3) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ *If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Response) (8/96)
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4, Year) ity Security and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or -------------------------- Exer- tion Title Number of Code V (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Warrants Common (Right to buy) 2.25 12/30/96 J(4) V D Immed. 08/31/97 Stock 200,000 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Warrants Common (Right to buy) 2.25 12/30/96 J(4) V A Immed. 08/31/97 Stock 200,000 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Warrants Common (Right to buy) 2.75 12/30/96 J(4) V D Immed. 08/31/98 Stock 100,000 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Warrants Common (Right to buy) 2.75 12/30/96 J(4) V A Immed. 08/31/98 Stock 100,000 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Warrants Common (Right to buy) 3.50 12/30/96 J(4) V D Immed. 08/31/99 Stock 100,000 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Warrants Common (Right to buy) 3.50 12/30/96 J(4) V A Immed. 08/31/99 Stock 100,000 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Options Common (Right to buy) 28.625 01/03/97 A A (5) 01/03/2007 Stock 614,410 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 9. Number of 10. Ownership 11. Nature of Security Derivative Form of Indirect (Instr. 3) Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) Common Stock Warrants (Right to buy) -0- D - ------------------------------------------------------------------------------------------------------- Common Stock Warrants (Right to buy) 200,000 I (3) - ------------------------------------------------------------------------------------------------------- Common Stock Warrants (Right to buy) -0- D - ------------------------------------------------------------------------------------------------------- Common Stock Warrants (Right to buy) 100,000 I (3) - ------------------------------------------------------------------------------------------------------- Common Stock Warrants (Right to buy) -0- D - ------------------------------------------------------------------------------------------------------- Common Stock Warrants (Right to buy) 100,000 I (3) - ------------------------------------------------------------------------------------------------------- Common Stock Options (Right to buy) 614,410 D - ------------------------------------------------------------------------------------------------------- Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ Steven R. Berrard 2/10/97 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- ------- **Signature of Reporting Person Date Steven R. Berrard Note. File three copies of this form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure. (8/96)
(1) Transaction approved by the Board of Directors pursuant to Rule 16b-3(d)(1). (2) Exchanged for 14,500,000 shares of common stock of AutoNation Incorporated, having a value of $14.31 a share, pursuant to the merger of a wholly-owned subsidiary of the Issuer into AutoNation Incorporated. (3) Indirect by Berrard Holdings Limited Partnership, of which the sole general partner is Berrard Holdings, Inc., and the sole limited partner is the Reporting Person. The Reporting Person is the sole shareholder of Berrard Holdings, Inc. (4) Transfer of warrants from direct ownership to indirect ownership through Berrard Holdings Limited Partnership. (5) The options have been granted pursuant to the Amended and Restated 1995 Employee Stock Option Plan and have a term of ten years, expiring on 01/03/2007. The options are exercisable to the extent of 25% on each anniversary thereafter, commencing 01/03/1998, until fully-vested. -----END PRIVACY-ENHANCED MESSAGE-----