-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KVD/+wVcR2UbHwbtsZ0bxNjOsYqBfH+R8qoRuFfS7xF2b2G9LoV5vuyrv+DVfckA WairJyH81ceVYpoxUKJ0LA== 0000893750-06-000181.txt : 20060518 0000893750-06-000181.hdr.sgml : 20060518 20060518183348 ACCESSION NUMBER: 0000893750-06-000181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060516 FILED AS OF DATE: 20060518 DATE AS OF CHANGE: 20060518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION INC /FL CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 SE 6TH ST CITY: FT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 110 SE 6TH ST CITY: FT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC INDUSTRIES INC DATE OF NAME CHANGE: 19951215 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC WASTE INDUSTRIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC RESOURCES CORP DATE OF NAME CHANGE: 19900226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL INVESTMENTS INC CENTRAL INDEX KEY: 0001126396 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 06853319 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614600 MAIL ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMPERT EDWARD S CENTRAL INDEX KEY: 0001183200 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 06853320 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 9014956500 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CBL Partners, L.P. CENTRAL INDEX KEY: 0001289986 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 06853321 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVE. CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-861-4600 MAIL ADDRESS: STREET 1: 200 GREENWICH AVE. CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RBS INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001249797 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 06853322 MAIL ADDRESS: STREET 1: 200 GREENWICH AVE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: RSB INVESTMENT MANAGEMENT LLC DATE OF NAME CHANGE: 20030628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RBS PARTNERS L P /CT CENTRAL INDEX KEY: 0000860585 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 06853323 BUSINESS ADDRESS: STREET 1: ONE LAFAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614606 MAIL ADDRESS: STREET 1: ONE LAFAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: LAMPERT L P DATE OF NAME CHANGE: 19940207 FORMER NAME: FORMER CONFORMED NAME: RBS PARTNERS L P DATE OF NAME CHANGE: 19931210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL INVESTORS LLC CENTRAL INDEX KEY: 0001249806 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 06853324 MAIL ADDRESS: STREET 1: 200 GREENWICH AVE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL INSTITUTIONAL PARTNERS LP CENTRAL INDEX KEY: 0001249801 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 06853325 MAIL ADDRESS: STREET 1: 200 GREENWICH AVE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL PARTNERS LP CENTRAL INDEX KEY: 0000923727 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 06853326 BUSINESS ADDRESS: STREET 1: ONE LAFAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614600 MAIL ADDRESS: STREET 1: ONE LAFAYETTE PLAC CITY: GREENWICH STATE: CT ZIP: 06830 4 1 form4_ex.xml X0202 4 2006-05-16 0 0000350698 AUTONATION INC /FL AN 0001126396 ESL INVESTMENTS INC 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0000923727 ESL PARTNERS LP 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0001249801 ESL INSTITUTIONAL PARTNERS LP 200 GREENWICH AVE GREENWICH CT 06830 0 0 1 0 0001249806 ESL INVESTORS LLC 200 GREENWICH AVE GREENWICH CT 06830 0 0 1 0 0000860585 RBS PARTNERS L P /CT 200 GREENWICH AVE GREENWICH CT 06830 0 0 1 0 0001249797 RBS INVESTMENT MANAGEMENT LLC 200 GREENWICH AVE GREENWICH CT 06830 0 0 1 0 0001289986 CBL Partners, L.P. 200 GREENWICH AVE. GREENWICH CT 06830 0 0 1 0 0001183200 LAMPERT EDWARD S 200 GREENWICH AVE GREENWICH CT 06830 1 0 1 0 Common Stock, par value $0.01 per share 2006-05-16 4 S 0 673895 22.55 D 33412982 I See footnotes Common Stock, par value $0.01 per share 2006-05-16 4 S 0 4559 22.55 D 226066 I See footnotes Common Stock, par value $0.01 per share 2006-05-16 4 S 0 226773 22.55 D 11243838 I See footnotes Common Stock, par value $0.01 per share 2006-05-16 4 S 0 117473 22.55 D 5824530 I See footnotes Common Stock, par value $0.01 per share 70403 I See footnotes Common Stock, par value $0.01 per share 134102 D These shares of common stock, par value $0.01 per share ("Shares"), of AutoNation, Inc. (the "Issuer") are held by ESL Partners, L.P. ("Partners"). These Shares are held by ESL Institutional Partners, L.P. ("Institutional"). These Shares are held by ESL Investors, L.L.C. ("Investors"). These Shares are held by CBL Partners, L.P. ("CBL"). These Shares are held by ESL Investment Management, LLC ("ESLIM"). These Shares are held by ESL Investments, Inc. ("Investments"). This Form 4 is filed on behalf of Partners, Institutional, Investors, Investments, CBL, RBS Partners, L.P. ("RBS"), RBS Investment Management, LLC ("RBSIM") and Edward S. Lampert. RBS is the general partner of Partners and the managing member of Investors. RBSIM is the general partner of Institutional. Investments is the general partner of RBS and CBL and the manager of RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments and the managing member of ESLIM. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of his or its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. /S/ Theodore W. Ullyot, EVP & General Counsel (See signatures of Reporting Persons as Exhibit 99.1) 2006-05-18 EX-99 2 exh99.txt JOINT FILER INFORMATION Exhibit 99.1 Joint Filer Information Date of Event Requiring Statement: May 16, 2006 Issuer Name and Ticker or Trading Symbol: AutoNation, Inc. (AN) Designated Filer: ESL Investments, Inc. Other Joint Filers: ESL Partners, L.P., ESL Institutional Partners, L.P., ESL Investors, L.L.C., CBL Partners, L.P., RBS Partners, L.P., and RBS Investment Management, LLC and Edward S. Lampert Addresses: The principal business address of each of the Joint Filers above is 200 Greenwich Avenue, Greenwich, CT 06830. Signatures: ESL INVESTMENTS, INC. By: /s/ Theodore W, Ullyot ------------------------------- Name: Theodore W. Ullyot Title: EVP & General Counsel ESL PARTNERS, L.P. By: RBS Partners, L.P., as its general partner By: ESL Investments, Inc., as its general partner By: /s/ Theodore W, Ullyot ---------------------------- Name: Theodore W. Ullyot Title: EVP & General Counsel ESL INSTITUTIONAL PARTNERS, L.P. By: RBS Investment Management, LLC, as its general partner By: ESL Investments, Inc., as its manager By: /s/ Theodore W, Ullyot ---------------------------- Name: Theodore W. Ullyot Title: EVP & General Counsel ESL INVESTORS, L.L.C. By: RBS Partners, L.P., as its managing member By: ESL Investments, Inc., as its general partner By: /s/ Theodore W, Ullyot ---------------------------- Name: Theodore W. Ullyot Title: EVP & General Counsel CBL PARTNERS, L.P. By: ESL Investments, Inc., as its general partner By: /s/ Theodore W, Ullyot ---------------------------- Name: Theodore W. Ullyot Title: EVP & General Counsel RBS PARTNERS, L.P. By: ESL Investments, Inc., as its general partner By: /s/ Theodore W, Ullyot ---------------------------- Name: Theodore W. Ullyot Title: EVP & General Counsel RBS INVESTMENT MANAGEMENT, LLC By: ESL Investments, Inc., as its manager By: /s/ Theodore W, Ullyot --------------------------------- Name: Theodore W. Ullyot Title: EVP & General Counsel EDWARD S. LAMPERT /s/ Edward S. Lampert ------------------------------------ Edward S. Lampert -----END PRIVACY-ENHANCED MESSAGE-----