0000350698-17-000041.txt : 20170310 0000350698-17-000041.hdr.sgml : 20170310 20170310181553 ACCESSION NUMBER: 0000350698-17-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170308 FILED AS OF DATE: 20170310 DATE AS OF CHANGE: 20170310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION, INC. CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION, INC. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AutoNation, Inc. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION INC /FL DATE OF NAME CHANGE: 19990407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERRANDO JONATHAN P CENTRAL INDEX KEY: 0001228777 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 17683398 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 4 1 wf-form4_148918773983256.xml FORM 4 X0306 4 2017-03-08 0 0000350698 AUTONATION, INC. AN 0001228777 FERRANDO JONATHAN P 200 SW 1ST AVE SUITE 1600 FORT LAUDERDALE FL 33301 0 1 0 0 EVP - GC, Corp Dev & HR Common Stock, par value $0.01 per share 2017-03-08 4 M 0 7335 19.64 A 57335 D Common Stock, par value $0.01 per share 2017-03-08 4 M 0 38341 23.21 A 95676 D Common Stock, par value $0.01 per share 2017-03-08 4 M 0 38341 26.49 A 134017 D Common Stock, par value $0.01 per share 2017-03-08 4 M 0 4201 32.50 A 138218 D Common Stock, par value $0.01 per share 2017-03-08 4 S 0 88218 45.6167 D 50000 D Common Stock, par value $0.01 per share 2017-03-09 4 M 0 29102 32.50 A 79102 D Common Stock, par value $0.01 per share 2017-03-09 4 M 0 33303 34.51 A 112405 D Common Stock, par value $0.01 per share 2017-03-09 4 M 0 3412 40.37 A 115817 D Common Stock, par value $0.01 per share 2017-03-09 4 S 0 65817 45.0381 D 50000 D Common Stock, par value $0.01 per share 2017-03-10 4 M 0 29891 40.37 A 79891 D Common Stock, par value $0.01 per share 2017-03-10 4 M 0 33303 35.99 A 113194 D Common Stock, par value $0.01 per share 2017-03-10 4 M 0 30270 34.09 A 143464 D Common Stock, par value $0.01 per share 2017-03-10 4 S 0 93464 44.9384 D 50000 D Employee Stock Option (right to buy) 19.64 2017-03-08 4 M 0 7335 0 D 2020-03-01 Common Stock, par value $0.01 per share 7335.0 0 D Employee Stock Option (right to buy) 23.21 2017-03-08 4 M 0 38341 0 D 2020-03-01 Common Stock, par value $0.01 per share 38341.0 0 D Employee Stock Option (right to buy) 26.49 2017-03-08 4 M 0 38341 0 D 2020-03-01 Common Stock, par value $0.01 per share 38341.0 0 D Employee Stock Option (right to buy) 32.5 2017-03-08 4 M 0 4201 0 D 2021-03-01 Common Stock, par value $0.01 per share 4201.0 29102 D Employee Stock Option (right to buy) 32.5 2017-03-09 4 M 0 29102 0 D 2021-03-01 Common Stock, par value $0.01 per share 29102.0 0 D Employee Stock Option (right to buy) 34.51 2017-03-09 4 M 0 33303 0 D 2021-03-01 Common Stock, par value $0.01 per share 33303.0 0 D Employee Stock Option (right to buy) 40.37 2017-03-09 4 M 0 3412 0 D 2021-03-01 Common Stock, par value $0.01 per share 3412.0 29891 D Employee Stock Option (right to buy) 40.37 2017-03-10 4 M 0 29891 0 D 2021-03-01 Common Stock, par value $0.01 per share 29891.0 0 D Employee Stock Option (right to buy) 35.99 2017-03-10 4 M 0 33303 0 D 2021-03-01 Common Stock, par value $0.01 per share 33303.0 0 D Employee Stock Option (right to buy) 34.09 2017-03-10 4 M 0 30270 0 D 2022-03-01 Common Stock, par value $0.01 per share 30270.0 0 D Includes 33,000 shares owned by the reporting person and his wife as tenants by the entirety. This transaction was executed in multiple trades at prices ranging from $45.49 to $45.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $44.7050 to $45.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $44.77 to $45.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010. The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011. The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012. /s/ Jonathan P. Ferrando 2017-03-10