0000350698-17-000041.txt : 20170310
0000350698-17-000041.hdr.sgml : 20170310
20170310181553
ACCESSION NUMBER: 0000350698-17-000041
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170308
FILED AS OF DATE: 20170310
DATE AS OF CHANGE: 20170310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUTONATION, INC.
CENTRAL INDEX KEY: 0000350698
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500]
IRS NUMBER: 731105145
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 SW 1ST AVE
STREET 2: SUITE 1600
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33301
BUSINESS PHONE: 9547696000
MAIL ADDRESS:
STREET 1: 200 SW 1ST AVE
STREET 2: SUITE 1600
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33301
FORMER COMPANY:
FORMER CONFORMED NAME: AUTONATION, INC. /FL
DATE OF NAME CHANGE: 20090827
FORMER COMPANY:
FORMER CONFORMED NAME: AutoNation, Inc. /FL
DATE OF NAME CHANGE: 20090827
FORMER COMPANY:
FORMER CONFORMED NAME: AUTONATION INC /FL
DATE OF NAME CHANGE: 19990407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERRANDO JONATHAN P
CENTRAL INDEX KEY: 0001228777
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500]
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13107
FILM NUMBER: 17683398
BUSINESS ADDRESS:
STREET 1: 200 SW 1ST AVE
STREET 2: SUITE 1600
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33301
BUSINESS PHONE: 9547696000
MAIL ADDRESS:
STREET 1: 200 SW 1ST AVE
STREET 2: SUITE 1600
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33301
4
1
wf-form4_148918773983256.xml
FORM 4
X0306
4
2017-03-08
0
0000350698
AUTONATION, INC.
AN
0001228777
FERRANDO JONATHAN P
200 SW 1ST AVE
SUITE 1600
FORT LAUDERDALE
FL
33301
0
1
0
0
EVP - GC, Corp Dev & HR
Common Stock, par value $0.01 per share
2017-03-08
4
M
0
7335
19.64
A
57335
D
Common Stock, par value $0.01 per share
2017-03-08
4
M
0
38341
23.21
A
95676
D
Common Stock, par value $0.01 per share
2017-03-08
4
M
0
38341
26.49
A
134017
D
Common Stock, par value $0.01 per share
2017-03-08
4
M
0
4201
32.50
A
138218
D
Common Stock, par value $0.01 per share
2017-03-08
4
S
0
88218
45.6167
D
50000
D
Common Stock, par value $0.01 per share
2017-03-09
4
M
0
29102
32.50
A
79102
D
Common Stock, par value $0.01 per share
2017-03-09
4
M
0
33303
34.51
A
112405
D
Common Stock, par value $0.01 per share
2017-03-09
4
M
0
3412
40.37
A
115817
D
Common Stock, par value $0.01 per share
2017-03-09
4
S
0
65817
45.0381
D
50000
D
Common Stock, par value $0.01 per share
2017-03-10
4
M
0
29891
40.37
A
79891
D
Common Stock, par value $0.01 per share
2017-03-10
4
M
0
33303
35.99
A
113194
D
Common Stock, par value $0.01 per share
2017-03-10
4
M
0
30270
34.09
A
143464
D
Common Stock, par value $0.01 per share
2017-03-10
4
S
0
93464
44.9384
D
50000
D
Employee Stock Option (right to buy)
19.64
2017-03-08
4
M
0
7335
0
D
2020-03-01
Common Stock, par value $0.01 per share
7335.0
0
D
Employee Stock Option (right to buy)
23.21
2017-03-08
4
M
0
38341
0
D
2020-03-01
Common Stock, par value $0.01 per share
38341.0
0
D
Employee Stock Option (right to buy)
26.49
2017-03-08
4
M
0
38341
0
D
2020-03-01
Common Stock, par value $0.01 per share
38341.0
0
D
Employee Stock Option (right to buy)
32.5
2017-03-08
4
M
0
4201
0
D
2021-03-01
Common Stock, par value $0.01 per share
4201.0
29102
D
Employee Stock Option (right to buy)
32.5
2017-03-09
4
M
0
29102
0
D
2021-03-01
Common Stock, par value $0.01 per share
29102.0
0
D
Employee Stock Option (right to buy)
34.51
2017-03-09
4
M
0
33303
0
D
2021-03-01
Common Stock, par value $0.01 per share
33303.0
0
D
Employee Stock Option (right to buy)
40.37
2017-03-09
4
M
0
3412
0
D
2021-03-01
Common Stock, par value $0.01 per share
3412.0
29891
D
Employee Stock Option (right to buy)
40.37
2017-03-10
4
M
0
29891
0
D
2021-03-01
Common Stock, par value $0.01 per share
29891.0
0
D
Employee Stock Option (right to buy)
35.99
2017-03-10
4
M
0
33303
0
D
2021-03-01
Common Stock, par value $0.01 per share
33303.0
0
D
Employee Stock Option (right to buy)
34.09
2017-03-10
4
M
0
30270
0
D
2022-03-01
Common Stock, par value $0.01 per share
30270.0
0
D
Includes 33,000 shares owned by the reporting person and his wife as tenants by the entirety.
This transaction was executed in multiple trades at prices ranging from $45.49 to $45.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $44.7050 to $45.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $44.77 to $45.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010.
The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011.
The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.
/s/ Jonathan P. Ferrando
2017-03-10