0000350698-14-000008.txt : 20140114 0000350698-14-000008.hdr.sgml : 20140114 20140114173159 ACCESSION NUMBER: 0000350698-14-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140110 FILED AS OF DATE: 20140114 DATE AS OF CHANGE: 20140114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION, INC. CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION, INC. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AutoNation, Inc. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION INC /FL DATE OF NAME CHANGE: 19990407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACKSON MICHAEL J CENTRAL INDEX KEY: 0001228778 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 14528173 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 4 1 wf-form4_138973870901898.xml FORM 4 X0306 4 2014-01-10 0 0000350698 AUTONATION, INC. AN 0001228778 JACKSON MICHAEL J 200 SW 1ST AVE SUITE 1600 FORT LAUDERDALE FL 33301 1 1 0 0 Chairman and CEO Employee Stock Option (right to buy) 20.08 2014-01-10 4 J 0 4524 0 D 2016-07-31 Common Stock, par value $0.01 per share 4524.0 6298 I By trust Employee Stock Option (right to buy) 10.17 2014-01-10 4 J 0 18981 0 D 2018-07-30 Common Stock, par value $0.01 per share 18981.0 26429 I By trust Employee Stock Option (right to buy) 9.92 2014-01-10 4 J 0 5746 0 D 2019-03-02 Common Stock, par value $0.01 per share 5746.0 8001 I By trust Employee Stock Option (right to buy) 16.99 2014-01-10 4 J 0 6104 0 D 2019-03-02 Common Stock, par value $0.01 per share 6104.0 8499 I By trust Employee Stock Option (right to buy) 18.02 2014-01-10 4 J 0 23703 0 D 2019-03-02 Common Stock, par value $0.01 per share 23703.0 33006 I By trust Employee Stock Option (right to buy) 17.7 2014-01-10 4 J 0 27760 0 D 2019-03-02 Common Stock, par value $0.01 per share 27760.0 38652 I By trust Employee Stock Option (right to buy) 18.2 2014-01-10 4 J 0 19989 0 D 2020-03-01 Common Stock, par value $0.01 per share 19989.0 43767 I By trust Employee Stock Option (right to buy) 19.64 2014-01-10 4 J 0 19989 0 D 2020-03-01 Common Stock, par value $0.01 per share 19989.0 43767 I By trust Employee Stock Option (right to buy) 23.21 2014-01-10 4 J 0 19989 0 D 2020-03-01 Common Stock, par value $0.01 per share 19989.0 43767 I By trust Employee Stock Option (right to buy) 26.49 2014-01-10 4 J 0 19989 0 D 2020-03-01 Common Stock, par value $0.01 per share 19989.0 43767 I By trust Employee Stock Option (right to buy) 32.5 2014-01-10 4 J 0 11574 0 D 2021-03-01 Common Stock, par value $0.01 per share 11574.0 43805 I By trust Employee Stock Option (right to buy) 34.51 2014-01-10 4 J 0 11574 0 D 2021-03-01 Common Stock, par value $0.01 per share 11574.0 43805 I By trust Employee Stock Option (right to buy) 40.37 2014-01-10 4 J 0 11574 0 D 2021-03-01 Common Stock, par value $0.01 per share 11574.0 43805 I By trust Employee Stock Option (right to buy) 35.99 2014-01-10 4 J 0 11574 0 D 2021-03-01 Common Stock, par value $0.01 per share 11574.0 43805 I By trust Employee Stock Option (right to buy) 34.09 2014-01-10 4 J 0 5260 0 D 2022-03-01 Common Stock, par value $0.01 per share 5260.0 45074 I By trust Employee Stock Option (right to buy) 35.0 2014-01-10 4 J 0 5260 0 D 2022-03-01 Common Stock, par value $0.01 per share 5260.0 45074 I By trust Employee Stock Option (right to buy) 41.16 2014-01-10 4 J 0 5260 0 D 2022-03-01 Common Stock, par value $0.01 per share 5260.0 45074 I By trust Employee Stock Option (right to buy) 38.63 2014-01-10 4 J 0 5260 0 D 2022-03-01 Common Stock, par value $0.01 per share 5260.0 45074 I By trust Disposition pursuant to a transaction that is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-12 under the Exchange Act. The option became exercisable in 25% annual increments on each of the first four anniversaries of July 31, 2006. The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2008. The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2009. The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010, subject to continuous employment with the Company. The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2011, subject to continuous employment with the Company. The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012, subject to continuous employment with the Company. /s/ Jonathan P. Ferrando, Attorney-in-Fact 2014-01-14