0000350698-13-000187.txt : 20130911 0000350698-13-000187.hdr.sgml : 20130911 20130911172332 ACCESSION NUMBER: 0000350698-13-000187 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130909 FILED AS OF DATE: 20130911 DATE AS OF CHANGE: 20130911 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION, INC. CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION, INC. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AutoNation, Inc. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION INC /FL DATE OF NAME CHANGE: 19990407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Short Michael J CENTRAL INDEX KEY: 0001385267 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 131091667 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 4 1 wf-form4_137893454554785.xml FORM 4 X0306 4 2013-09-09 0 0000350698 AUTONATION, INC. AN 0001385267 Short Michael J 200 SW 1ST AVE SUITE 1600 FORT LAUDERDALE FL 33301 0 1 0 0 EVP and CFO Common Stock, par value $0.01 per share 2013-09-09 4 M 0 10000 19.64 A 26579 D Common Stock, par value $0.01 per share 2013-09-11 4 M 0 14300 19.64 A 40879 D Common Stock, par value $0.01 per share 2013-09-11 4 M 0 34400 19.21 A 75279 D Common Stock, par value $0.01 per share 2013-09-11 4 S 0 48700 52.7056 D 26579 D Employee Stock Option (right to buy) 19.64 2013-09-09 4 M 0 10000 0 D 2020-03-01 Common Stock, par value $0.01 per share 10000.0 28341 D Employee Stock Option (right to buy) 19.64 2013-09-11 4 M 0 14300 0 D 2020-03-01 Common Stock, par value $0.01 per share 14300.0 14041 D Employee Stock Option (right to buy) 19.21 2013-09-11 4 M 0 34400 0 D 2017-07-30 Common Stock, par value $0.01 per share 34400.0 0 D This transaction was executed in multiple trades at prices ranging from $52.51 to $52.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The option becomes exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2010, subject to continuous employment with the Company. The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2007. /s/ Jonathan P. Ferrando, Attorney-in-Fact 2013-09-11