0000350698-13-000184.txt : 20130910 0000350698-13-000184.hdr.sgml : 20130910 20130910172157 ACCESSION NUMBER: 0000350698-13-000184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130906 FILED AS OF DATE: 20130910 DATE AS OF CHANGE: 20130910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION, INC. CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION, INC. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AutoNation, Inc. /FL DATE OF NAME CHANGE: 20090827 FORMER COMPANY: FORMER CONFORMED NAME: AUTONATION INC /FL DATE OF NAME CHANGE: 19990407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERRANDO JONATHAN P CENTRAL INDEX KEY: 0001228777 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 131088949 BUSINESS ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 200 SW 1ST AVE STREET 2: SUITE 1600 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 4 1 wf-form4_137884810638296.xml FORM 4 X0306 4 2013-09-06 0 0000350698 AUTONATION, INC. AN 0001228777 FERRANDO JONATHAN P 200 SW 1ST AVE SUITE 1600 FORT LAUDERDALE FL 33301 0 1 0 0 EVP, Gen Counsel & Secretary Common Stock, par value $0.01 per share 2013-09-06 4 M 0 20000 19.21 A 63000 D Common Stock, par value $0.01 per share 2013-09-06 4 S 0 19000 48.8948 D 44000 D Common Stock, par value $0.01 per share 2013-09-09 4 M 0 10000 19.21 A 54000 D Common Stock, par value $0.01 per share 2013-09-09 4 S 0 10000 50.8626 D 44000 D Common Stock, par value $0.01 per share 1767 I By 401(k) Plan Employee Stock Option (right to buy) 19.21 2013-09-06 4 M 0 20000 0 D 2017-07-30 Common Stock, par value $0.01 per share 20000.0 20000 D Employee Stock Option (right to buy) 19.21 2013-09-09 4 M 0 10000 0 D 2017-07-30 Common Stock, par value $0.01 per share 10000.0 10000 D Includes 33,000 shares owned by the reporting person and his wife as tenants by the entirety. This transaction was executed in multiple trades at prices ranging from $48.40 to $49.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $50.7069 to $51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The option became exercisable in 25% annual increments on each of the first four anniversaries of July 30, 2007. /s/ Jonathan P. Ferrando 2013-09-10