-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PiC/Z+1VapU3YvP/z7uk7mtSsBrQgP0iUkHtT8vu8zoW6JwDIM2x4+WRlQog3U7L FI27wCdJy8HPIED2Q5H/BQ== 0000350698-03-000022.txt : 20031105 0000350698-03-000022.hdr.sgml : 20031105 20031105173607 ACCESSION NUMBER: 0000350698-03-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031103 FILED AS OF DATE: 20031105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH PETER C CENTRAL INDEX KEY: 0001241964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13107 FILM NUMBER: 03980442 BUSINESS ADDRESS: STREET 1: 110 SE 6TH STREET. CITY: FT. LAUDERDALE STATE: FL ZIP: 33301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTONATION INC /FL CENTRAL INDEX KEY: 0000350698 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 731105145 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 SE 6TH ST CITY: FT LAUDERDALE STATE: FL ZIP: 33301 BUSINESS PHONE: 9547696000 MAIL ADDRESS: STREET 1: 110 SE 6TH ST CITY: FT LAUDERDALE STATE: FL ZIP: 33301 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC INDUSTRIES INC DATE OF NAME CHANGE: 19951215 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC WASTE INDUSTRIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC RESOURCES CORP DATE OF NAME CHANGE: 19900226 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-03 0 0000350698 AUTONATION INC /FL AN 0001241964 SMITH PETER C 0 1 0 0 SVP - Human Resources Common Stock 2003-11-03 4 M 0 12000 12.25 A 13457 D Common Stock 2003-11-03 4 M 0 30000 11.05 A 43457 D Common Stock 2003-11-03 4 M 0 60000 6.88 A 103457 D Common Stock 2003-11-03 4 M 0 44314 14.38 A 147771 D Common Stock 2003-11-03 4 M 0 44314 11.5 A 192085 D Common Stock 2003-11-03 4 S 0 22100 18.5 D 169985 D Common Stock 2003-11-03 4 S 0 800 18.53 D 169185 D Common Stock 2003-11-03 4 S 0 7700 18.54 D 161485 D Common Stock 2003-11-03 4 S 0 1400 18.55 D 160085 D Common Stock 2003-11-03 4 S 0 12500 18.56 D 147585 D Common Stock 2003-11-03 4 S 0 4900 18.57 D 142685 D Common Stock 2003-11-03 4 S 0 7500 18.58 D 135185 D Common Stock 2003-11-03 4 S 0 11000 18.59 D 124185 D Common Stock 2003-11-03 4 S 0 31400 18.6 D 92785 D Common Stock 2003-11-03 4 S 0 4300 18.61 D 88485 D Common Stock 2003-11-03 4 S 0 18900 18.62 D 69585 D Common Stock 2003-11-03 4 S 0 5400 18.63 D 64185 D Common Stock 2003-11-03 4 S 0 6400 18.64 D 57785 D Common Stock 2003-11-03 4 S 0 11500 18.65 D 46285 D Common Stock 2003-11-03 4 S 0 13000 18.66 D 33285 D Common Stock 2003-11-03 4 S 0 7800 18.67 D 25485 D Common Stock 2003-11-03 4 S 0 4400 18.68 D 21085 D Common Stock 2003-11-03 4 S 0 4600 18.69 D 16485 D Common Stock 2003-11-03 4 S 0 8600 18.7 D 7885 D Common Stock 2003-11-03 4 S 0 1400 18.71 D 6485 D Common Stock 2003-11-03 4 S 0 5028 18.74 D 1457 I Held through AutoNation 401(k) Plan. Employee Stock Option (right to buy) 12.25 2003-11-03 4 M 0 12000 12.25 D 2012-08-05 Common Stock 12000 36000 D Employee Stock Option (right to buy) 11.05 2003-11-03 4 M 0 30000 11.05 D 2011-07-25 Common Stock 30000 30000 D Employee Stock Option (right to buy) 6.88 2003-11-03 4 M 0 60000 6.88 D 2010-08-01 Common Stock 60000 20000 D Employee Stock Option (right to buy) 14.38 2003-11-03 4 M 0 44314 14.38 D 2009-01-06 Common Stock 44314 0 D Employee Stock Option (right to buy) 11.5 2003-11-03 4 M 0 44314 11.5 D 2008-09-21 Common Stock 44314 0 D Includes 1,457 shares that are owned indirectly by Mr. Smith through the AutoNation 401(k) Plan. The option vests in four equal annual installments beginning on August 5, 2003. The option vests in four equal annual installments beginning on July 25, 2002. The option vests in four equal annual installments beginning on August 1, 2001. The option vested in four equal annual installments beginning on January 6, 2000. The option vested in four equal annual installments beginning on September 21, 1999. Peter C. Smith 2003-11-05 -----END PRIVACY-ENHANCED MESSAGE-----