-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DhObK3yDTiCsL7kDHpipPqKZa5qO9WdMK+lZwrHcyWTniUth5jhb+vhtEgKEhcaC CKziry8d3rXkCPTKf+Tvtg== 0001209191-07-059823.txt : 20071025 0001209191-07-059823.hdr.sgml : 20071025 20071025143824 ACCESSION NUMBER: 0001209191-07-059823 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071023 FILED AS OF DATE: 20071025 DATE AS OF CHANGE: 20071025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: C-COR INC CENTRAL INDEX KEY: 0000350621 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 240811591 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 60 DECIBEL RD CITY: STATE COLLEGE STATE: PA ZIP: 16801 BUSINESS PHONE: 814-238-2461 MAIL ADDRESS: STREET 1: 60 DECIBEL ROAD CITY: STATE COLLEGE STATE: PA ZIP: 16801 FORMER COMPANY: FORMER CONFORMED NAME: C COR NET CORP DATE OF NAME CHANGE: 19990716 FORMER COMPANY: FORMER CONFORMED NAME: C COR ELECTRONICS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINK STEVEN B CENTRAL INDEX KEY: 0001215011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10726 FILM NUMBER: 071190559 MAIL ADDRESS: STREET 1: C/O KNOWLEDGE UNIVERSE STREET 2: 844 MORAGA DRIVE CITY: LOS ANGELES STATE: CA ZIP: 90049 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-10-23 0 0000350621 C-COR INC CCBL 0001215011 FINK STEVEN B 3610 SERRA RD MALIBU CA 90265 1 0 0 0 Options 11.59 2007-10-23 4 M 0 7500 11.59 A 2008-10-23 2015-10-23 Common Stock 7500 52500 D Convertible Senior Notes Common Stock 1419000 1419000 I By The Lawrence J. Ellison Revocable Trust U/D/D 12/8/95 Convertible Senior Notes Common Stock 1419000 1419000 I By Tako Ventures, LLC. Options (right to buy) acquired through C-COR Incorporated Incentive Plan. The named owner holds $17,500,000 of senior notes which are convertible at the option of the owner into Common Stock of the issuer at a conversion price of $12.33, subject to adjustment in certain circumstances. At the intitial conversion price, each $1,000.00 in principal amount of Convertible Notes is convertible into approximately 81.0905 shares of Common Stock. The securities are immediately convertible. Subject to certain exceptions, the securities are convertible at the option of the holder any time prior to 12/31/2009. Steven B. Fink 2007-10-23 -----END PRIVACY-ENHANCED MESSAGE-----