-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Eyvq2SQpPN5OHLPA0amD69iZImdyFFVrAlajBdsJrUbCBBsocQO7kaODT7p0mivQ cXjOCsHl39Z7/Nln+TJrFQ== 0001170961-07-000099.txt : 20071218 0001170961-07-000099.hdr.sgml : 20071218 20071218120726 ACCESSION NUMBER: 0001170961-07-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071214 FILED AS OF DATE: 20071218 DATE AS OF CHANGE: 20071218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINK STEVEN B CENTRAL INDEX KEY: 0001215011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10726 FILM NUMBER: 071312113 MAIL ADDRESS: STREET 1: C/O KNOWLEDGE UNIVERSE STREET 2: 844 MORAGA DRIVE CITY: LOS ANGELES STATE: CA ZIP: 90049 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: C-COR INC CENTRAL INDEX KEY: 0000350621 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 240811591 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 60 DECIBEL RD CITY: STATE COLLEGE STATE: PA ZIP: 16801 BUSINESS PHONE: 814-238-2461 MAIL ADDRESS: STREET 1: 60 DECIBEL ROAD CITY: STATE COLLEGE STATE: PA ZIP: 16801 FORMER COMPANY: FORMER CONFORMED NAME: C COR NET CORP DATE OF NAME CHANGE: 19990716 FORMER COMPANY: FORMER CONFORMED NAME: C COR ELECTRONICS INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-12-14 1 0000350621 C-COR INC CCBL 0001215011 FINK STEVEN B 3610 SERRA ROAD MALIBU CA 90265 1 0 0 0 Common Stock 2007-12-14 4 D 0 2250000 D 0 I By The Lawrence J. Ellison Revocable Trust U/D/D 12/8/95 Common Stock 2007-12-14 4 D 0 2250000 D 0 I By Tako Ventures, LLC Stock Option (right to buy) 7.89 2007-12-14 4 D 0 30000 D 2013-01-18 Common Stock 30000 0 D Stock Option (right to buy) 6.02 2007-12-14 4 D 0 7500 D 2013-10-17 Common Stock 7500 0 D Stock Option (right to buy) 9.67 2007-12-14 4 D 0 7500 D 2014-10-16 Common Stock 7500 0 D Stock Option (right to buy) 11.59 2007-12-14 4 D 0 7500 D 2015-10-22 Common Stock 7500 0 D Convertible Senior Notes 2007-12-14 4 D 0 1419000 D Common Stock 1419000 0 I By The Lawrence J. Ellison Revocable Trust U/D/D 12/8/95 Convertible Senior Notes 2007-12-14 4 D 0 1419000 D Common Stock 1419000 0 I By Tako Ventures, LLC Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among C-COR Incorporated, ARRIS Group, Inc. ("ARRIS") and Air Merger Subsidiary, Inc., dated as of September 23, 2007, each share of C-COR Incorporated common stock was exchanged for either $13.75 in cash, without interest, or 1.0245 shares of ARRIS common stock having a market value of $10.19 per share on the effective date of the merger and $0.688 in cash, plus in each case, cash in lieu of any fractional share interest, in accoardance with owner's election and the proration procedures contained in the Merger Agreement. This option, which was fully vested, was assumed by ARRIS in the merger and replaced with an option for a number of shares of ARRIS common stock determined by multiplying the number of shares of the underlying option by 1.1464, and with an exercise price determined by dividing the exercise price of the underlying option by 1.1464. This option, which became fully vested at the effective time of the merger, was assumed by ARRIS in the merger and replaced with an option for a number of shares of ARRIS common stock determined by multiplying the number of shares of the underlying option by 1.1464, and with an exercise price determined by dividing the exercise price of the underlying option by 1.1464. Prior to the merger, the named owner held $17,500,000 of senior notes which were convertible into common stock of C-COR. Pursuant to the indenture governing the notes, the senior notes were assumed by ARRIS' wholly owned subsidiary and became convertible at the option of the holder into common stock of ARRIS and cash, at a conversion rate based upon the merger consideration a non-electing shareholder receives in accordance with the proration procedures set forth in the Merger Agreement. The notes are immediately convertible. Subject to certain exceptions and based upon the January 14, 2008 redemption date for the notes, the notes are convertible at the option of the holder at any time up to and including January 11, 2008. /s/ Steven B. Fink 2007-12-18 -----END PRIVACY-ENHANCED MESSAGE-----