-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dbe9tAyIWVYffZp2ZDtB2zt2aDaYrnbn96cIvbfz8cWwt/k0AZ9klF2IWD4pbLKo 3ewmW6nxUeAZBoWLXJ9Kgw== 0000899243-01-501964.txt : 20020412 0000899243-01-501964.hdr.sgml : 20020412 ACCESSION NUMBER: 0000899243-01-501964 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLAINS RESOURCES INC CENTRAL INDEX KEY: 0000350426 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PETROLEUM & PETROLEUM PRODUCTS (NO BULK STATIONS) [5172] IRS NUMBER: 132898764 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-10454 FILM NUMBER: 1809380 BUSINESS ADDRESS: STREET 1: 500 DALLAS STREET 2: STE 700 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7136541414 MAIL ADDRESS: STREET 1: 1600 SMITH STREET STREET 2: SUITE 1500 CITY: HOUSTON STATE: TX ZIP: 77002 8-A12B 1 d8a12b.txt FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------------- FORM 8-A ----------------------- FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PLAINS RESOURCES INC. (Exact name of registrant as specified in its charter) Delaware 13-2898764 (State of incorporation or organization) (I.R.S. Employer Identification No.) One Allen Center, Suite 700 500 Dallas Street Houston, Texas 77002-2781 (Address of principal executive offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered ------------------- ------------------------------ Common Stock, par value New York Stock Exchange, Inc. $0.10 per share -------------------------- If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to general Instruction A.(c), check the following box. [ X ] If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [ ] Securities Act registration statement file number to which this form relates: Not Applicable Securities to be registered pursuant to Section 12(g) of the Act: None Item 1. Description of Registrant's Securities to be Registered. Plains Resources Inc., a Delaware corporation ("Company"), has authorized 50,000,000 shares of common stock, par value $0.10 per share ("Common Stock"), of which 23,513,190 shares are issued and outstanding as of November 30, 2001. The Company also has 4,115,298 shares of Common Stock held in treasury as of November 30, 2001. The Common Stock is held by approximately 4,389 beneficial holders. We incorporate the description of the Common Stock by reference to the Company's Registration Statement on Form 8-A filed with the Securities Exchange Commission on February 12, 1990, File No. 1-10455, including any amendment or report filed for the purpose of updating such description. Item 2. Exhibits. Exhibit Number Description of Exhibit - -------------- ---------------------- 3.1 Second Restated Certificate of Incorporation of the Company (incorporated by reference to Exhibit 3(a) to the Company's Annual Report on Form 10-K for the year ended December 31, 1995). 3.2 Bylaws of the Company (incorporated by reference to Exhibit 3(b) to the Company's Annual Report on Form 10-K for the year ended December 31, 1993). 3.3 First Amendment to the Plains Resources Inc. Bylaws (incorporated by reference to Exhibit 4.3 to the Company's Form S-8 (Registration No. 333-66602)). 2 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized. PLAINS RESOURCES INC By: /s/ Timothy T. Stephens ------------------------------------------ Name: Timothy T. Stephens Title: Executive Vice President - Administration, Secretary and General Counsel Dated: December 10, 2001 -----END PRIVACY-ENHANCED MESSAGE-----