0001209191-16-100583.txt : 20160219 0001209191-16-100583.hdr.sgml : 20160219 20160219165027 ACCESSION NUMBER: 0001209191-16-100583 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160217 FILED AS OF DATE: 20160219 DATE AS OF CHANGE: 20160219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHI INC CENTRAL INDEX KEY: 0000350403 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, NONSCHEDULED [4522] IRS NUMBER: 720395707 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2001 SE EVANGELINE THRUWAY STREET 2: - CITY: LAFAYETTE STATE: LA ZIP: 70508 BUSINESS PHONE: (337) 235-2452 MAIL ADDRESS: STREET 1: PO BOX 90808 CITY: LAFAYETTE STATE: LA ZIP: 70509 FORMER COMPANY: FORMER CONFORMED NAME: PETROLEUM HELICOPTERS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stepanek David F. CENTRAL INDEX KEY: 0001509651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09827 FILM NUMBER: 161442463 MAIL ADDRESS: STREET 1: 2001 SE EVANGELINE THRUWAY CITY: LAFAYETTE STATE: LA ZIP: 70508 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-17 0 0000350403 PHI INC PHIIK 0001509651 Stepanek David F. 2001 SE EVANGELINE THRUWAY LAFAYETTE LA 70508 0 1 0 0 Dir of Corp. Business Develop. Non-Voting Common Stock 2016-02-17 4 A 0 3898 0.00 A 16983 D Non-Voting Common Stock 325 I By Daughter 1 Non-Voting Common Stock 650 I By Daughter 2 Non-Voting Common Stock 650 I By Daughter 3 Represents the number of shares of non-voting stock issuable under performance-based RSUs originally granted to the Reporting Person on May 2, 2013. On February 17, 2016, the Compensation Committee of the Issuer's Board of Directors certified that the applicable performance metric was met. These RSUs are scheduled to vest on March 15, 2016. The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or any other purpose. /s/ Kenneth J. Najder, on behalf of David F. Stepanek pursuant to a power of attorney 2016-02-19