10-Q/A 1 h19306ae10vqza.txt PETROLEUM HELICOPTERS, INC. - AMEND. 1 TO 6/30/2004 ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A (AMENDMENT NO. 1) X Quarterly Report Pursuant to Section 13 or 15(d) of the Securities --- Exchange Act of 1934 For the quarterly period ended June 30, 2004 Transition Report Pursuant to Section 13 or 15(d) of the Securities --- Exchange Act of 1934 For the transition period _____ to _____ Commission File Number: 0-9827 PETROLEUM HELICOPTERS, INC. (Exact name of registrant as specified in its charter) ---------- Louisiana 72-0395707 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 2001 SE Evangeline Thruway Lafayette, Louisiana 70508 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (337) 235-2452 ---------- Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days Yes [X] No [ ] Indicate by check mark whether the registrant is an accelerated filer (as defined in Exchange Act Rule 12b-2.) Yes [X] No [ ] Indicate the number of shares outstanding of each of the Issuer's classes of common stock, as of the latest practicable date. Class Outstanding at July 30, 2004 ------------------------ ---------------------------- Voting Common Stock 2,852,616 shares Non-Voting Common Stock 2,531,392 shares ================================================================================ EXPLANATORY NOTE This Amendment No. 1 to the Registrant's Quarterly Report on Form 10-Q for the period ending June 30, 2004 is being filed solely to include revised certifications under Rule 13a-14(a)/15d-14(a) pursuant to rules promulgated under the Securities Exchange Act of 1934, as amended, effective as of August 14, 2003. Our Form 10-Q filed on August 9, 2004 inadvertently included, as Exhibits 31.1 and 31.2, certifications in the form that was in effect prior to August 14, 2003. Modified Exhibits 31.1 and 31.2 are included in this Amendment No. 1. PART IV. - OTHER INFORMATION ITEM 6. - EXHIBITS AND REPORTS ON FORM 8-K (a) Exhibits: 31.1 Chief Executive Officer's certification under Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Chief Financial Officer's certification under Section 302 of the Sarbanes-Oxley Act of 2002. 32.1 Chief Executive Officer's certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2 Chief Financial Officer's certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Petroleum Helicopters, Inc. October 25, 2004 By: /s/ Al A. Gonsoulin ------------------------------------ Al A. Gonsoulin Chairman and Chief Executive Officer October 25, 2004 By: /s/ Michael J. McCann ------------------------------------ Michael J. McCann Chief Financial Officer and Treasurer INDEX TO EXHIBITS Exhibit No: ---------- 31.1 Chief Executive Officer's certification under Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Chief Financial Officer's certification under Section 302 of the Sarbanes-Oxley Act of 2002. 32.1 Chief Executive Officer's certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2 Chief Financial Officer's certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 3