-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JpuYA2gme5bTDGYgaM8TGSeMVlQe27A9OYiOskGyjQO+WOyhqVLVwU68f0h68j+B PkzEnfGgXulLskmwd6nKhA== 0000950147-97-000462.txt : 19970714 0000950147-97-000462.hdr.sgml : 19970714 ACCESSION NUMBER: 0000950147-97-000462 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970707 FILED AS OF DATE: 19970711 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTER TEL INC CENTRAL INDEX KEY: 0000350066 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 860220994 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-10211 FILM NUMBER: 97639737 BUSINESS ADDRESS: STREET 1: 120 N 44TH ST STREET 2: STE 200 CITY: PHOENIX STATE: AZ ZIP: 85034-1822 BUSINESS PHONE: 6029619000 MAIL ADDRESS: STREET 1: 120 N 44TH ST STREET 2: STE 200 CITY: PHOENIX STATE: AZ ZIP: 85034-1822 10-C 1 FORM 10-C SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-C Report by Issuer of Securities Quoted on NASDAQ Interdealer Quotation System Filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 and Rule 13a-17 or 15d-17 thereunder INTER-TEL, INCORPORATED --------------------------------------------------- (Exact name of issuer as specified in charter) 120 N. 44TH ST., SUITE 200, PHOENIX, AZ 85034 ---------------------------------------------------------------- (Address of principal executive offices) Issuer's telephone number, including area code: 602-302-8900 ---------------- I. CHANGE IN NUMBER OF SHARES OUTSTANDING ----------------------------------------- Indicate any change (increase or decrease) of 5% or more in the number of shares outstanding: 1. Title of Security: INTER-TEL, INCORPORATED COMMON STOCK ----------------------------------------------------- 2. Number of shares outstanding before the change: 12,961,413 (Schedule 1) ------------------------ 3. Number of shares outstanding after the change: 11,773,503 (Schedule 1) ------------------------- 4. Effective date of change: 7/7/97 and 6/11/97 (Schedule 1) ---------------------------------------------- 5. Method of change: Stock split effected in the form of a stock dividend Specify method (such as merger, acquisition, exchange, distribution, stock split reverse split, acquisition of stock for treasury, etc.) Give brief description of transaction: Acquisition of stock for treasury --------------------------------- ------------------------ II. CHANGE IN NAME OF ISSUER 1. Name prior to change:__________________________________________________ 2. Name after change:_____________________________________________________ 3. Effective date of charter amendment changing name:_____________________ 4. Date of shareholder approval of change, if required:___________________ Date: 7/11/97 INTER-TEL, INCORPORATED By: /s/ Kurt R. Kneip --------------------------- Kurt R. Kneip Chief Financial Officer SEC & Nasdaq Filing - -------------------------------------------------------------------------------- INTER-TEL, INCORPORATED Form 10-C Attachment (Acquisition of stock for treasury) Schedule 1
- ----------------------------------------------------------------------------------------------------- Purchase Settlement Number Remaining Outstanding Date Date Shares Authorized Shares - ----------------------------------------------------------------------------------------------------- Line 2: Number of shares outstanding before the changes (4/29/97) 12,961,413 Authorization by Inter-Tel Board of Directors on 4-23-97: 1,450,000 Line 4 Information: - ------------------- 4/29/97 5/2/97 100,000 1,350,000 5/15/97 5/20/97 13,700 1,336,300 6/2/97 6/5/97 25,000 1,311,300 6/3/97 6/6/97 32,500 1,278,800 6/4/97 6/9/97 40,000 1,238,800 6/5/97 6/10/97 16,000 1,222,800 6/5/97 6/10/97 10,000 1,212,800 6/6/97 6/11/97 468,400 744,400 6/6/97 6/11/97 5,000 5% Aggregate 739,400 6/10/97 6/13/97 16,500 722,900 6/11/97 6/16/97 7,700 715,200 6/12/97 6/17/97 28,800 686,400 6/12/97 6/17/97 25,000 661,400 6/13/97 6/18/97 85,600 575,800 6/16/97 6/19/97 15,000 560,800 6/16/97 6/19/97 10,000 550,800 6/17/97 6/20/97 25,000 525,800 6/18/97 6/23/97 45,000 480,800 6/19/97 6/24/97 10,000 470,800 6/20/97 6/25/97 23,500 447,300 6/25/97 6/30/97 10,000 437,300 6/26/97 7/1/97 2,000 435,300 6/30/97 7/3/97 170,000 265,300 7/1/97 7/7/97 100,000 165,300 7/1/97 7/7/97 50,000 5% Aggregate 115,300 7/8/97 7/11/97 100,000 15,300 --------- ------ TOTALS 1,434,700 15,300 (1,434,700) ========= ====== Other stock transactions (option exercises and stock issuance in connection with an acquisition) between 4/29/97 and 7/8/97 246,790 ---------- Line 3: Number of shares outstanding after the changes (7/11/97) 11,773,503 ==========
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