-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cer0z0xxFzPlde8hhOTy76MociSvXD9TIp5uph7bBDzg8OC9RLr202C+kQWoNGa0 CbAOViXKKSRQjy/9m/t31g== 0001133884-03-000358.txt : 20030514 0001133884-03-000358.hdr.sgml : 20030514 20030514144212 ACCESSION NUMBER: 0001133884-03-000358 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030513 ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20030514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARREL CORP CENTRAL INDEX KEY: 0000034645 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 222689245 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-19703 FILM NUMBER: 03698486 BUSINESS ADDRESS: STREET 1: 25 MAIN STREET CITY: ANSONIA STATE: CT ZIP: 06401-1601 BUSINESS PHONE: 2037365500 8-K 1 g8k-31066a.txt 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 13, 2003 ------------ Farrel Corporation - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its chapter) Delaware 0-19703 22-2689245 - ------------------------------ ------------------- ----------------------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 25 Main Street, Ansonia, Connecticut 06401 - ------------------------------------------------------ ------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code 203 736 5500 ----------------------------- - ------------------------------------------------------------------- (Former name or former address, if changed since last report) ITEM 9. REGULATION FD DISCLOSURE. In accordance with SEC Release No. 33-8216, the following information, intended to be furnished pursuant to Item 12 ("Disclosure of Results of Operations and Financial Condition") of Form 8-K, is being furnished under Item 9 ("Regulation FD Disclosure"). The information shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), as amended, and shall not be deemed to be incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as set forth by specific reference in such filing. On May 13, 2003, Farrel Corporation (the "Company") issued a press release setting forth certain financial data related to the Company's first-quarter 2003 financial results. A copy of the Company's press release is attached hereto as Exhibit (99) and is incorporated herein by reference. SIGNATURES ---------- PURSUANT TO THE REQUIREMENTS OF THE SECURITIES EXCHANGE ACT OF 1934, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED THEREUNTO DULY AUTHORIZED. FARREL CORPORATION ------------------ REGISTRANT DATE: 5/13/03 /s/ Rolf K. Liebergesell --------------------------- ------------------------------- ROLF K. LIEBERGESELL CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHAIRMAN OF THE BOARD DATE: 5/13/03 /s/ Walter C. Lazarcheck --------------------------- ------------------------------- WALTER C. LAZARCHECK VICE PRESIDENT AND CHIEF FINANCIAL OFFICER (CHIEF ACCOUNTING OFFICER) EX-99 3 gex99-31066a.txt EX-99 Exhibit 99 FARREL NEWS FARREL CORPORATION 25 Main Street For immediate release Ansonia, CT 06401 CONTACT: WALTER C. LAZARCHECK (203) 736-5500 TELEPHONE: (203) 736-5500 FARREL CORPORATION REPORTS FIRST QUARTER RESULTS ------------------------------------------------ ANSONIA, CONNECTICUT, May 13, 2003 - Farrel Corporation (OTC Bulletin Board: FARL) reported a net loss of $1,249,000, equivalent to $0.24 per share, on sales of $9.7 million for the quarter ended March 30, 2003, compared to a net loss of $760,000, equivalent to $0.15 per share on sales of $7.8 million for the quarter ended March 31, 2002. Firm order backlog was $24.1 million at March 30, 2003, compared to $21.3 million at December 31, 2002, and $24.3 million at March 31, 2002. Firm backlog was approximately $26.3 million at May 9, 2003. For additional information on the Company's first quarter financial results, refer to the Company's Form 10-Q filed today with the Securities and Exchange Commission. Farrel Corporation is a leading designer and manufacturer of machinery used to process rubber and plastic materials. The Company's products include BANBURY(R) and INTERMIX(R) mixers, continuous mixers, single and twin screw extruders, plastic compounders, pelletizers, gear pumps and mills. Farrel also provides repair, refurbishment and machinery upgrade services. FARREL CORPORATION FINANCIAL HIGHLIGHTS Quarter Ended March 30, 2003 March 31, 2002 -------------- -------------- Net Sales $9,699,000 $7,845,000 Net Loss $(1,249,000) $(760,000) Net Loss Per Share $(0.24) $(0.15) As of March 30, 2003 December 31, 2002 -------------- ----------------- Stockholders' Equity $13,036,000 $14,523,000 # # # -----END PRIVACY-ENHANCED MESSAGE-----