-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OnIbLKCqKD5GnsYnwX0oFyVIuYp21rTE0AWCAY0rauBv2ZXpHqbNA03XIYvlOA5j btXPcpZGLHXsdMvI+REWXw== 0000913355-01-000003.txt : 20010123 0000913355-01-000003.hdr.sgml : 20010123 ACCESSION NUMBER: 0000913355-01-000003 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20010117 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 20010118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FARREL CORP CENTRAL INDEX KEY: 0000034645 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 222689245 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-19703 FILM NUMBER: 1511048 BUSINESS ADDRESS: STREET 1: 25 MAIN STREET CITY: ANSONIA STATE: CT ZIP: 06401-1601 BUSINESS PHONE: 2037365500 8-K 1 0001.htm CURRENT REPORT FOR THE PERIOD 1/17/2001 FARREL 8K

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934



Date of Report (Date of earliest event reported): January 17, 2001

FARREL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 0-19703 22-2689245
(State or Other Jurisdiction of (Commission (I.R.S. Employer
Incorporation or Organization File Number) Identification No.)

25 Main Street
Ansonia, Connecticut 06401
(Address of principal executive offices) (Zip Code)

Registrant's telephone number, including area code: (203) 736-5500

N/A
(Former name or former address, if changed since last report)





Item 5. Other Events

        On January 17, 2001, Farrel Corporation, a Delaware corporation (the “Company”) issued a press release announcing that it has received notification from NASDAQ that the Company’s common stock has failed to maintain a minimum bid price of $1.00 over the past thirty (30) consecutive trading days as required by NASDAQ rules. Therefore, in accordance with the NASDAQ rules, the Company is provided until April 11, 2001, to regain compliance with this rule. If, prior to April 11, 2001, the bid price of the Company’s common stock is at least $1.00 for a minimum of ten (10) consecutive trading days, NASDAQ’s staff will determine if the Company complies with NASDAQ’s Marketplace Rule 4310 (c)(8)(b). If the Company is unable to demonstrate compliance with such rule on or before April 11, 2001, NASDAQ will notify the Company that its common stock will be de-listed. The Company’s management is considering measures to avoid de-listing.

        In accordance with General Instruction F to Form 8-K, a copy of the press release dated January 17, 2001 is attached hereto as Exhibit 20 and is incorporated herein by reference.


Item 7. Financial Statements and Exhibits

(a) Not Applicable.

(b) Not Applicable.

(c) Exhibits:

20 Press Release, dated January 17, 2001, issued by the Company.




SIGNATURES

            Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

FARREL CORPORATION


Date: January 18, 2001 By /s/Walter C. Lazarcheck

Walter C. Lazarcheck
Vice President and
Chief Financial Officer
EX-20 2 0002.htm EXHIBIT 20 FARREL 8K

Exhibit 20

FARREL NEWS



FARREL CORPORATION FOR IMMEDIATE RELEASE
25 Main Street CONTACT: Walter C. Lazarcheck
Ansonia, CT 06401 Vice President and
(203) 736-5500 Chief Financial Officer
(Nasdaq: "FARL") TELEPHONE: (203) 736-5500


FARREL CORPORATION

ANSONIA, CONNECTICUT, January 17, 2001, Farrel Corporation (FARL) announced that it has received notification from NASDAQ that the Company’s common stock has failed to maintain a minimum bid price of $1.00 over the past thirty (30) consecutive trading days as required by NASDAQ rules. Therefore, in accordance with the NASDAQ rules, the Company is provided until April 11, 2001, to regain compliance with this rule. If, prior to April 11, 2001, the bid price of the Company’s common stock is at least $1.00 for a minimum of ten (10) consecutive trading days, NASDAQ’s staff will determine if the Company complies with NASDAQ’s Marketplace Rule 4310 (c)(8)(b). If the Company is unable to demonstrate compliance with such rule on or before April 11, 2001, NASDAQ will notify the Company that its common stock will be de-listed. The Company’s management is considering measures to avoid de-listing.

Farrel Corporation is a leading designer and manufacturer of machinery used to process rubber and plastic materials. The Company’s products include BANBURY® and INTERMIX® mixers, continuous mixers, single and twin screw extruders, plastic compounders, pelletizers, gear pumps, calenders and mills. Farrel also provides repair, refurbishment and machinery upgrade services.

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