-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M3Vd1IUyAmeET7x9ehAGCa3dBt6w2F0THi+oRrvDP/zVLbJ2vY9pkpgLXs5mFUEG aJavzqwIy1KVcOC0YxKBhQ== 0001343907-05-000001.txt : 20051214 0001343907-05-000001.hdr.sgml : 20051214 20051214170653 ACCESSION NUMBER: 0001343907-05-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051214 FILED AS OF DATE: 20051214 DATE AS OF CHANGE: 20051214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waite Carol Farmer CENTRAL INDEX KEY: 0001314571 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01375 FILM NUMBER: 051264510 BUSINESS ADDRESS: BUSINESS PHONE: 310-787-5241 MAIL ADDRESS: STREET 1: FARMER BROS CO STREET 2: 20333 S NORMANDIE AV CITY: TORRANCE STATE: CA ZIP: 90502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farmer Richard F CENTRAL INDEX KEY: 0001314759 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01375 FILM NUMBER: 051264511 BUSINESS ADDRESS: BUSINESS PHONE: 310-787-5241 MAIL ADDRESS: STREET 1: FARMER BROS CO STREET 2: 20333 S NORMANDIE AV CITY: TORRANCE STATE: CA ZIP: 90502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grossman Jeanne Farmer CENTRAL INDEX KEY: 0001315366 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01375 FILM NUMBER: 051264512 BUSINESS ADDRESS: BUSINESS PHONE: 310-787-5241 MAIL ADDRESS: STREET 1: FARMER BROS CO STREET 2: 20333 S NORMANDIE AV CITY: TORRANCE STATE: CA ZIP: 90502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20333 S NORMANDIE AVE CITY: TORRANCE STATE: CA ZIP: 90502 BUSINESS PHONE: 3107875200 MAIL ADDRESS: STREET 1: 20333 SOUTH NORMANDIE AVENUE CITY: TORRANCE STATE: CA ZIP: 90502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farmer Equities, LP CENTRAL INDEX KEY: 0001343907 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01375 FILM NUMBER: 051264513 BUSINESS ADDRESS: STREET 1: 2532 DUPONT DRIVE CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 310-787-5241 MAIL ADDRESS: STREET 1: 20333 S. NORMANDIE AVE CITY: TORRANCE STATE: CA ZIP: 90502 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2005-12-14 0 0000034563 FARMER BROTHERS CO FARM 0001343907 Farmer Equities, LP 20333 S. NORMANDIE AVE TORRANCE CA 90502 0 0 1 0 0001315366 Grossman Jeanne Farmer FARMER BROS CO 20333 S NORMANDIE AV TORRANCE CA 90502 0 0 1 0 0001314759 Farmer Richard F FARMER BROS CO 20333 S NORMANDIE AV TORRANCE CA 90502 0 0 1 0 0001314571 Waite Carol Farmer FARMER BROS CO 20333 S NORMANDIE AV TORRANCE CA 90502 0 0 1 0 Farmer Bros Co Common Stock 2620024 D Farmer Bros Co Common Stock 21820 D Farmer Bros Co Common Stock 21820 D The 2,620,024 shares reported as directly beneficially owned by Farmer Equities, LP ("the Partnership") were previously reported as beneficially owned by Carol Lynn Farmer Waite, Jeanne Ann Farmer Grossman and/or Richard Francis Farmer as trustees, beneficiaries and/or settlors of various family trusts on Form 3/A filed with the SEC on March 14, 2005. The reported shares are rounded to the nearest whole share. The Partnership acquired direct beneficial ownership of the 2,620,024 shares on December 14, 2005 when they were contributed to the Partnership by various trusts for the benefit of the Farmer family. No shares were purchased or sold. See the Form 4 filed as of the date hereof by Carol Lynn Farmer Waite on behalf of herself, Ms. Grossman and Dr. Farmer. The 2,620,024 shares contributed to the Partnership are also indirectly beneficially owned by the Carol L. Waite Trust, dated August 26, 1997, the Jeanne F. Grossman Trust, dated August 22, 1997, and the Richard F. Farmer Revocable Living Trust, dated December 29. 1995, as general partners of the Partnership. Each general partner disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein. Directly beneficially owned by the Carol L. Waite Trust, dated August 26, 1997. Directly beneficially owned by the Richard F. Farmer Revocable Living Trust, dated December 29, 1995. Farmer Equities, LP, by Carol L. Waite, Trustee of the Carol L. Waite Trust, dated August 26, 1997, its General Partner, by: Carol L. Waite, Trustee 2005-12-14 Carol L. Waite Trust, dated August 26, 1997, by: Carol L. Waite, Trustee 2005-12-14 Jeanne F. Grossman Trust, dated August 22, 1997, by: Carol L. Waite, Attorney-in-Fact for Jeanne F. Grossman, Trustee 2005-12-14 Richard F. Farmer Revocable Living Trust, dated December 29, 1995, by Carol L. Waite, Attorney-in-Fact for Richard F. Farmer, Trustee 2005-12-14 -----END PRIVACY-ENHANCED MESSAGE-----