0001209191-16-155199.txt : 20161214
0001209191-16-155199.hdr.sgml : 20161214
20161214170140
ACCESSION NUMBER: 0001209191-16-155199
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161212
FILED AS OF DATE: 20161214
DATE AS OF CHANGE: 20161214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 13601 NORTH FREEWAY, SUITE 200
CITY: FORT WORTH
STATE: TX
ZIP: 76177
BUSINESS PHONE: 682 549 6600
MAIL ADDRESS:
STREET 1: P O BOX 77057
CITY: FORT WORTH
STATE: TX
ZIP: 76177
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KEOWN MICHAEL H
CENTRAL INDEX KEY: 0001259767
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 162051676
MAIL ADDRESS:
STREET 1: 20333 S. NORMANDIE AVE.
CITY: TORRANCE
STATE: CA
ZIP: 90502
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-12-12
0
0000034563
FARMER BROTHERS CO
FARM
0001259767
KEOWN MICHAEL H
FARMER BROS. CO.
13601 NORTH FREEWAY, SUITE 200
FORT WORTH
TX
76177
1
1
0
0
President, CEO
Common Stock, $1.00 par value
2016-12-12
4
M
0
12000
6.96
A
59242
D
Common Stock, $1.00 par value
2016-12-12
4
S
0
3576
34.6478
D
55666
D
Common Stock, $1.00 par value
2016-12-12
4
S
0
8424
35.9844
D
47242
D
Stock Option right to buy)
6.96
2016-12-12
4
M
0
12000
0.00
D
2019-05-11
Common Stock
12000
288663
D
Exercise of non-qualified stock option granted on May 11, 2012 under the Farmer Bros. Co. 2007 Omnibus Plan prior to its amendment and
restatement in the form of the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan. The option vested pursuant to a three
year vesting schedule whereby one-third of the total number of shares issuable under the option became exercisable each year on 5/11/2013,
5/11/2014 and 5/11/2015.
This sale was made pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
Open market sale of shares from 12/12/2016 stock option exercise, with a portion of the proceeds delivered to the issuer for payment of the
exercise price of the option. This transaction was executed in multiple trades at prices ranging from $34.15 to $35.15; the price reported
above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of
shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. The
reporting person continues to meet the Company's stock ownership guidelines.
Open market sale of shares from 12/12/2016 stock option exercise, with a portion of the proceeds delivered to the issuer for payment of the
exercise price of the option. This transaction was executed in multiple trades at prices ranging from $35.15 to $36.15; the price reported
above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of
shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. The
reporting person continues to meet the Company's stock ownership guidelines.
/s/ Thomas J. Mattei, Jr., Attorney-In-Fact for Michael H. Keown
2016-12-14