0001209191-16-149911.txt : 20161114
0001209191-16-149911.hdr.sgml : 20161111
20161114181323
ACCESSION NUMBER: 0001209191-16-149911
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161110
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 13601 NORTH FREEWAY, SUITE 200
CITY: FORT WORTH
STATE: TX
ZIP: 76177
BUSINESS PHONE: 682 549 6600
MAIL ADDRESS:
STREET 1: P O BOX 77057
CITY: FORT WORTH
STATE: TX
ZIP: 76177
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BIXBY SCOTT W
CENTRAL INDEX KEY: 0001643540
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 161997029
MAIL ADDRESS:
STREET 1: 20333 S NORMANDIE AVE
CITY: TORRANCE
STATE: CA
ZIP: 90502
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-10
0
0000034563
FARMER BROTHERS CO
FARM
0001643540
BIXBY SCOTT W
FARMER BROS. CO.
13601 NORTH FREEWAY, SUITE 200
FORT WORTH
TX
76177
0
1
0
0
SENIOR VP,GENERAL MANAGER DSD
Stock Option (right to buy)
32.85
2016-11-10
4
A
0
15030
0.00
A
2023-11-10
Common Stock
15030
40690
D
Grant of non-qualified stock option under the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan ("Plan"); the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, commencing on November 10, 2017, based on the Company's achievement of a modified net income target for fiscal 2017 ("Target") as approved by the Compensation Committee, and the acceleration provisions of the Plan and stock option agreement, and subject to the participant's employment by the Company or service on the Board of Directors of the Company on the applicable vesting date. Twenty percent (20%) of the total number of shares subject to each stock option will be forfeited if the Company's actual modified net income for fiscal 2017 is lower than the Target.
/s/ Thomas J. Mattei, Jr., Attorney-In-Fact for Scott W. Bixby
2016-11-14