0001209191-16-127720.txt : 20160614
0001209191-16-127720.hdr.sgml : 20160614
20160614164029
ACCESSION NUMBER: 0001209191-16-127720
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160610
FILED AS OF DATE: 20160614
DATE AS OF CHANGE: 20160614
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 13601 NORTH FREEWAY, SUITE 200
CITY: FORT WORTH
STATE: TX
ZIP: 76177
BUSINESS PHONE: 682 549 6600
MAIL ADDRESS:
STREET 1: P O BOX 77057
CITY: FORT WORTH
STATE: TX
ZIP: 76177
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KEOWN MICHAEL H
CENTRAL INDEX KEY: 0001259767
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 161713456
MAIL ADDRESS:
STREET 1: 20333 S. NORMANDIE AVE.
CITY: TORRANCE
STATE: CA
ZIP: 90502
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-10
0
0000034563
FARMER BROTHERS CO
FARM
0001259767
KEOWN MICHAEL H
FARMER BROS. CO.
13601 NORTH FREEWAY, SUITE 200
FORT WORTH
TX
76177
1
1
0
0
President, CEO
Common Stock, $1.00 par value
2016-06-10
4
M
0
12000
6.96
A
59242
D
Common Stock, $1.00 par value
2016-06-10
4
S
0
12000
30.1389
D
47242
D
Stock Option (right to buy)
6.96
2016-06-10
4
M
0
12000
0.00
D
2019-05-11
Common Stock
12000
271332
D
Exercise of non-qualified stock option granted on May 11, 2012 under the Farmer Bros. Co. 2007 Omnibus Plan prior to its amendment and restatement in the form of the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan. The option vested pursuant to a three year vesting schedule whereby one-third of the total number of shares issuable under the option became exercisable each year on 5/11/2013, 5/11/2014 and 5/11/2015.
Includes a total of 2,170 shares (including 544 shares in fiscal 2016) allocated as of the reporting date to the reporting person pursuant to the Farmer Bros. Co. Employee Stock Ownership Plan.
This sale was made pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
Open market sale of shares from 6/10/2016 stock option exercise, with a portion of the proceeds delivered to the issuer for payment of the exercise price of the option. This transaction was executed in multiple trades at prices ranging from $29.87 to $30.25; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full
information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. The reporting person continues to meet the Company's stock ownership guidelines.
/s/ Thomas J. Mattei, Jr., Attorney-In-Fact for Michael H. Keown
2016-06-14