0001209191-16-126339.txt : 20160607
0001209191-16-126339.hdr.sgml : 20160607
20160607180024
ACCESSION NUMBER: 0001209191-16-126339
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160603
FILED AS OF DATE: 20160607
DATE AS OF CHANGE: 20160607
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 13601 NORTH FREEWAY, SUITE 200
CITY: FORT WORTH
STATE: TX
ZIP: 76177
BUSINESS PHONE: 682 549 6600
MAIL ADDRESS:
STREET 1: P O BOX 77057
CITY: FORT WORTH
STATE: TX
ZIP: 76177
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KEOWN MICHAEL H
CENTRAL INDEX KEY: 0001259767
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 161702254
MAIL ADDRESS:
STREET 1: 20333 S. NORMANDIE AVE.
CITY: TORRANCE
STATE: CA
ZIP: 90502
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-03
0
0000034563
FARMER BROTHERS CO
FARM
0001259767
KEOWN MICHAEL H
FARMER BROS. CO.
13601 NORTH FREEWAY, SUITE 200
FORT WORTH
TX
76177
1
1
0
0
President, CEO
Stock Option (right to buy)
29.48
2016-06-03
4
A
0
22862
0.00
A
2022-12-03
Common Stock
22862
283332
D
Grant of non-qualified stock option under the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan ("Plan"); the stock option vests pursuant to a vesting schedule, whereby each one-third of the total number of shares issuable under the option becomes exercisable on June 3, 2017, December 3, 2017 and December 3, 2018, respectively, based on the Company's achievement of a modified net income target for fiscal 2016 ("Target") as approved by the Compensation Committee, subject to the acceleration provisions of the Plan and stock option agreement, and subject to the participant's employment by the Company or service on the Board of Directors of the Company on the applicable vesting date. Twenty percent (20%) of the total number of shares subject to the stock option will be forfeited if the Company's actual modified net income for fiscal 2016 is lower than the Target.
/s/ Isaac N. Johnston, Jr., Attorney-In-Fact for Michael H. Keown
2016-06-07