0001209191-15-082874.txt : 20151202
0001209191-15-082874.hdr.sgml : 20151202
20151202162339
ACCESSION NUMBER: 0001209191-15-082874
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151130
FILED AS OF DATE: 20151202
DATE AS OF CHANGE: 20151202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 13601 NORTH FREEWAY, SUITE 200
CITY: FORT WORTH
STATE: TX
ZIP: 76177
BUSINESS PHONE: 682 549 6600
MAIL ADDRESS:
STREET 1: 13601 NORTH FREEWAY SUITE 200
CITY: FORT WORTH
STATE: TX
ZIP: 76177
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nelson Mark Joseph
CENTRAL INDEX KEY: 0001435748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 151265012
MAIL ADDRESS:
STREET 1: 13601 NORTH FREEWAY, SUITE 200
CITY: FORT WORTH
STATE: TX
ZIP: 76177
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-30
0
0000034563
FARMER BROTHERS CO
FARM
0001435748
Nelson Mark Joseph
FARMER BROS. CO.
13601 NORTH FREEWAY, SUITE 200
FORT WORTH
TX
76177
0
0
0
1
Former Treasurer, CFO
Common Stock, $1.00 par value
2015-11-30
4
M
0
1318
21.33
A
8302
D
Common Stock, $1.00 par value
2015-11-30
4
S
0
1318
29.671
D
6984
D
Stock Option (right to buy)
21.33
2015-11-30
4
M
0
1318
0.00
D
2020-12-12
Common Stock
1318
43748
D
Exercise of non-qualified stock option granted on December 12, 2013 under the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan. The options vest pursuant to a three year vesting schedule based on the Company's achievement of performance targets whereby one-third of the total number of shares issuable under the option, or 6,265 shares, were exercisable on December 12, 2014 and two-thirds of the total number of shares issuable under the option, or 12,532 shares, have not vested and are not exercisable as of the transaction date of this report.
Open market sale of shares from 11/30/2015 stock option exercise, with a portion of the proceeds delivered to the issuer for payment of the
exercise price of the option. This transaction was executed in multiple trades at prices ranging from $29.47 to $30.01; the price reported above
reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and
prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
The reporting person resigned from his employment with the Company effective 11-30-2015. Under the terms of the applicable award agreements, effective upon the reporting person's resignation from employment, (i) all then unvested stock options will be cancelled; and (ii) all then remaining restricted stock will be immediately forfeited.
/s/ Thomas J. Mattei, Jr., Attorney-In-Fact for Mark J. Nelson
2015-12-02