0001209191-15-016236.txt : 20150219 0001209191-15-016236.hdr.sgml : 20150219 20150219181800 ACCESSION NUMBER: 0001209191-15-016236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150219 FILED AS OF DATE: 20150219 DATE AS OF CHANGE: 20150219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 20333 S NORMANDIE AVE CITY: TORRANCE STATE: CA ZIP: 90502 BUSINESS PHONE: 3107875200 MAIL ADDRESS: STREET 1: 20333 SOUTH NORMANDIE AVENUE CITY: TORRANCE STATE: CA ZIP: 90502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORTENSEN THOMAS W CENTRAL INDEX KEY: 0001546236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 15633038 MAIL ADDRESS: STREET 1: 20333 S. NORMANDIE AVE CITY: TORRANCE STATE: CA ZIP: 90502 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-02-19 0 0000034563 FARMER BROTHERS CO FARM 0001546236 MORTENSEN THOMAS W FARMER BROS. CO., 20333 S NORMANDIE AVE TORRANCE CA 90502 0 1 0 0 SR VP Route Sales Common Stock, $1.00 Par Value 2015-02-19 4 M 0 3000 22.70 A 25649 D Common Stock, $1.00 Par Value 2015-02-19 4 S 0 3000 23.9228 D 22649 D Stock Option (right to buy) 22.70 2015-02-19 4 M 0 3000 0.00 D 2015-02-20 Common Stock 3000 41522 D Exercise of non-qualified stock option granted on 2/20/2008 under the Farmer Bros. Co. 2007 Omnibus Plan prior to its amendment and restatement in the form of the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan. The options vested pursuant to a three year vesting schedule whereby one-third of the total number of shares issuable under the option became exercisable each year on 2/20/2009, 2/20/2010 and 2/20/2011. Open market sale of shares from 2/19/2015 stock option exercise, with a portion of the proceeds delivered to the issuer for payment of the exercise price of the options. This transaction was executed in multiple trades at prices ranging from $23.85 to $24.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. The reporting person continues to meet the Company's stock ownership guidelines. /s/ Thomas J. Mattei, Jr., Attorney-In-Fact for Thomas W. Mortensen 2015-02-19