0001209191-15-016236.txt : 20150219
0001209191-15-016236.hdr.sgml : 20150219
20150219181800
ACCESSION NUMBER: 0001209191-15-016236
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150219
FILED AS OF DATE: 20150219
DATE AS OF CHANGE: 20150219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 20333 S NORMANDIE AVE
CITY: TORRANCE
STATE: CA
ZIP: 90502
BUSINESS PHONE: 3107875200
MAIL ADDRESS:
STREET 1: 20333 SOUTH NORMANDIE AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MORTENSEN THOMAS W
CENTRAL INDEX KEY: 0001546236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 15633038
MAIL ADDRESS:
STREET 1: 20333 S. NORMANDIE AVE
CITY: TORRANCE
STATE: CA
ZIP: 90502
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-02-19
0
0000034563
FARMER BROTHERS CO
FARM
0001546236
MORTENSEN THOMAS W
FARMER BROS. CO.,
20333 S NORMANDIE AVE
TORRANCE
CA
90502
0
1
0
0
SR VP Route Sales
Common Stock, $1.00 Par Value
2015-02-19
4
M
0
3000
22.70
A
25649
D
Common Stock, $1.00 Par Value
2015-02-19
4
S
0
3000
23.9228
D
22649
D
Stock Option (right to buy)
22.70
2015-02-19
4
M
0
3000
0.00
D
2015-02-20
Common Stock
3000
41522
D
Exercise of non-qualified stock option granted on 2/20/2008 under the Farmer Bros. Co. 2007 Omnibus Plan prior to its amendment and restatement in the form of the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan. The options vested pursuant to a three year vesting schedule whereby one-third of the total number of shares issuable under the option became exercisable each year on 2/20/2009, 2/20/2010 and 2/20/2011.
Open market sale of shares from 2/19/2015 stock option exercise, with a portion of the proceeds delivered to the issuer for payment of the exercise price of the options. This transaction was executed in multiple trades at prices ranging from $23.85 to $24.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. The reporting person continues to meet the Company's stock ownership guidelines.
/s/ Thomas J. Mattei, Jr., Attorney-In-Fact for Thomas W. Mortensen
2015-02-19