0001209191-14-074514.txt : 20141211
0001209191-14-074514.hdr.sgml : 20141211
20141211163154
ACCESSION NUMBER: 0001209191-14-074514
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141208
FILED AS OF DATE: 20141211
DATE AS OF CHANGE: 20141211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 20333 S NORMANDIE AVE
CITY: TORRANCE
STATE: CA
ZIP: 90502
BUSINESS PHONE: 3107875200
MAIL ADDRESS:
STREET 1: 20333 SOUTH NORMANDIE AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MORTENSEN THOMAS W
CENTRAL INDEX KEY: 0001546236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 141281084
MAIL ADDRESS:
STREET 1: 20333 S. NORMANDIE AVE
CITY: TORRANCE
STATE: CA
ZIP: 90502
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-12-08
0
0000034563
FARMER BROTHERS CO
FARM
0001546236
MORTENSEN THOMAS W
FARMER BROS. CO.,
20333 S NORMANDIE AVE
TORRANCE
CA
90502
0
1
0
0
SR VP Route Sales
Common Stock, $1.00 Par Value
2014-12-08
4
F
0
377
27.07
D
22609
D
This Form 4 is being filed late due to an inadvertent administrative error.
Exempt transaction pursuant to Rule 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting on December 8, 2014 of restricted stock granted on December 8, 2011. The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. The price shown in Box 4 is the closing price of the Company's Common Stock on the vesting date (December 8, 2014).
Includes a total of 8,051 shares (including 566 shares in fiscal 2014) allocated as of the reporting date to the reporting person pursuant to the Farmer Bros. Co. Employee Stock Ownership Plan.
/s/ Thomas J. Mattei, Jr., Attorney-In-Fact for Thomas W. Mortensen
2014-12-11