0001209191-14-074514.txt : 20141211 0001209191-14-074514.hdr.sgml : 20141211 20141211163154 ACCESSION NUMBER: 0001209191-14-074514 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141208 FILED AS OF DATE: 20141211 DATE AS OF CHANGE: 20141211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 20333 S NORMANDIE AVE CITY: TORRANCE STATE: CA ZIP: 90502 BUSINESS PHONE: 3107875200 MAIL ADDRESS: STREET 1: 20333 SOUTH NORMANDIE AVENUE CITY: TORRANCE STATE: CA ZIP: 90502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORTENSEN THOMAS W CENTRAL INDEX KEY: 0001546236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 141281084 MAIL ADDRESS: STREET 1: 20333 S. NORMANDIE AVE CITY: TORRANCE STATE: CA ZIP: 90502 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-12-08 0 0000034563 FARMER BROTHERS CO FARM 0001546236 MORTENSEN THOMAS W FARMER BROS. CO., 20333 S NORMANDIE AVE TORRANCE CA 90502 0 1 0 0 SR VP Route Sales Common Stock, $1.00 Par Value 2014-12-08 4 F 0 377 27.07 D 22609 D This Form 4 is being filed late due to an inadvertent administrative error. Exempt transaction pursuant to Rule 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the reporting person and cancelled by the issuer in exchange for the issuer's agreement to pay federal and state tax withholding obligations of the reporting person resulting from the vesting on December 8, 2014 of restricted stock granted on December 8, 2011. The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. The price shown in Box 4 is the closing price of the Company's Common Stock on the vesting date (December 8, 2014). Includes a total of 8,051 shares (including 566 shares in fiscal 2014) allocated as of the reporting date to the reporting person pursuant to the Farmer Bros. Co. Employee Stock Ownership Plan. /s/ Thomas J. Mattei, Jr., Attorney-In-Fact for Thomas W. Mortensen 2014-12-11