0001181431-12-067498.txt : 20121228 0001181431-12-067498.hdr.sgml : 20121228 20121228172627 ACCESSION NUMBER: 0001181431-12-067498 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121227 FILED AS OF DATE: 20121228 DATE AS OF CHANGE: 20121228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waite Carol Farmer CENTRAL INDEX KEY: 0001314571 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 121291844 MAIL ADDRESS: STREET 1: FARMER BROS CO STREET 2: 20333 S NORMANDIE AV CITY: TORRANCE STATE: CA ZIP: 90502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farmer Richard F CENTRAL INDEX KEY: 0001314759 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 121291842 MAIL ADDRESS: STREET 1: FARMER BROS CO STREET 2: 20333 S NORMANDIE AV CITY: TORRANCE STATE: CA ZIP: 90502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grossman Jeanne Farmer CENTRAL INDEX KEY: 0001315366 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 121291843 MAIL ADDRESS: STREET 1: FARMER BROS CO STREET 2: 20333 S NORMANDIE AVENUE CITY: TORRANCE STATE: CA ZIP: 90502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 20333 S NORMANDIE AVE CITY: TORRANCE STATE: CA ZIP: 90502 BUSINESS PHONE: 3107875200 MAIL ADDRESS: STREET 1: 20333 SOUTH NORMANDIE AVENUE CITY: TORRANCE STATE: CA ZIP: 90502 4 1 rrd365058.xml DECEMBER 2012 DISTRIBUTION TO TRUSTS X0306 4 2012-12-27 0 0000034563 FARMER BROTHERS CO FARM 0001314571 Waite Carol Farmer 20333 S. NORMANDIE AVE TORRANCE CA 90502 0 0 1 1 Trustee, Beneficiary, Settlor 0001315366 Grossman Jeanne Farmer 20333 SOUTH NORMANDIE AVENUE TORRANCE CA 90502 1 0 1 1 Trustee, Beneficiary, Settlor 0001314759 Farmer Richard F 20333 S NORMANDIE AVE TORRANCE CA 90502 0 0 1 1 Trustee, Beneficiary, Settlor Farmer Bros. Co. Common Stock 2012-12-27 4 J 0 217790 0 D 6413118 I See Footnote 1 Farmer Bros. Co. Common Stock 2012-12-27 4 J 0 217790 0 A 6413118 I See Footnote 2 Farmer Bros. Co. Common Stock 2012-12-27 4 J 0 217790 0 D 6413118 I See Footnote 3 Farmer Bros. Co. Common Stock 2012-12-27 4 J 0 217790 0 A 6413118 I See Footnote 4 Farmer Bros. Co. Common Stock 2012-12-27 4 J 0 217789 0 D 6413118 I See Footnote 5 Farmer Bros. Co. Common Stock 2012-12-27 4 J 0 217789 0 A 6413118 I See Footnote 6 Farmer Bros. Co. Common Stock 2012-12-27 4 J 0 250205 0 D 6413118 I See Footnote 7 Farmer Bros. Co. Common Stock 2012-12-27 4 J 0 250205 0 A 6413118 I See Footnote 8 Farmer Bros. Co. Common Stock 2012-12-27 4 J 0 250205 0 D 6413118 I See Footnote 9 Farmer Bros. Co. Common Stock 2012-12-27 4 J 0 250205 0 A 6413118 I See Footnote 10 Farmer Bros. Co. Common Stock 2012-12-27 4 J 0 250205 0 D 6413118 I See Footnote 11 Farmer Bros. Co. Common Stock 2012-12-27 4 J 0 250205 0 A 6413118 I See Footnote 12 Farmer Bros. Co. Common Stock 2012-12-27 4 J 0 417986 0 D 6413118 I See Footnote 13 Farmer Bros. Co. Common Stock 2012-12-27 4 J 0 417986 0 A 6413118 I See Footnote 14 Farmer Bros. Co. Common Stock 2012-12-27 4 J 0 340000 0 D 6073118 I See Footnote 15 On December 27, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 217,790 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Ms. Waite serves as the trustee. No shares were purchased or sold. In connection with the distribution described in Note 1 above, 217,790 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Carol Farmer Waite serves as the trustee. The shares held by such trust are beneficially owned by Ms. Waite. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Waite disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. No shares were purchased or sold. On December 27, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 217,790 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Ms. Grossman serves as the trustee. No shares were purchased or sold. In connection with the distribution described in Note 3 above, 217,790 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Jeanne Farmer Grossman serves as the trustee. The shares held by such trust are beneficially owned by Ms. Grossman. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Grossman disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. No shares were purchased or sold. On December 27, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 217,789 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Richard F. Farmer serves as the trustee. No shares were purchased or sold. In connection with the distribution described in Note 5 above, 217,789 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Richard F. Farmer serves as the trustee. The shares held by such trust are beneficially owned by Mr. Farmer. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Mr. Farmer disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. No shares were purchased or sold. On December 27, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 250,205 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Ms. Waite serves as the trustee. No shares were purchased or sold. In connection with the distribution described in Note 7 above, 250,205 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Carol Farmer Waite serves as the trustee. The shares held by such trust are beneficially owned by Ms. Waite. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Waite disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. No shares were purchased or sold. On December 27, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 250,205 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Ms. Grossman serves as the trustee. No shares were purchased or sold. In connection with the distribution described in Note 9 above, 250,205 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Jeanne Farmer Grossman serves as the trustee. The shares held by such trust are beneficially owned by Ms. Grossman. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Grossman disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. No shares were purchased or sold. On December 27, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 250,205 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Richard F. Farmer serves as the trustee. No shares were purchased or sold. In connection with the distribution described in Note 11 above, 250,205 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Richard F. Farmer serves as the trustee. The shares held by such trust are beneficially owned by Mr. Farmer. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Mr. Farmer disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. No shares were purchased or sold. On December 27, 2012, a trust for which Jeanne Farmer Grossman is the trustee distributed 417,986 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Carol Farmer Waite serves as the trustee. No shares were purchased or sold. In connection with the distribution described in Note 13 above, 417,986 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Carol Farmer Waite serves as the trustee. The shares held by such trust are beneficially owned by Ms. Waite. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Waite disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. No shares were purchased or sold. On December 27, 2012, a trust for which Carol Farmer Waite is the trustee distributed 340,000 shares of Farmer Brothers Co. common stock held by it to a separate trust as to which a non-reporting person is the sole trustee and beneficiary. No shares were purchased or sold. /s/ Carol Farmer Waite 2012-12-28 /s/ Carol Farmer Waite, Attorney-In-Fact for Jeanne Farmer Grossman 2012-12-28 /s/ Carol Farmer Waite, Attorney-In-Fact for Richard F. Farmer 2012-12-28