0001181431-12-067498.txt : 20121228
0001181431-12-067498.hdr.sgml : 20121228
20121228172627
ACCESSION NUMBER: 0001181431-12-067498
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121227
FILED AS OF DATE: 20121228
DATE AS OF CHANGE: 20121228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Waite Carol Farmer
CENTRAL INDEX KEY: 0001314571
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 121291844
MAIL ADDRESS:
STREET 1: FARMER BROS CO
STREET 2: 20333 S NORMANDIE AV
CITY: TORRANCE
STATE: CA
ZIP: 90502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Farmer Richard F
CENTRAL INDEX KEY: 0001314759
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 121291842
MAIL ADDRESS:
STREET 1: FARMER BROS CO
STREET 2: 20333 S NORMANDIE AV
CITY: TORRANCE
STATE: CA
ZIP: 90502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grossman Jeanne Farmer
CENTRAL INDEX KEY: 0001315366
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 121291843
MAIL ADDRESS:
STREET 1: FARMER BROS CO
STREET 2: 20333 S NORMANDIE AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 20333 S NORMANDIE AVE
CITY: TORRANCE
STATE: CA
ZIP: 90502
BUSINESS PHONE: 3107875200
MAIL ADDRESS:
STREET 1: 20333 SOUTH NORMANDIE AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90502
4
1
rrd365058.xml
DECEMBER 2012 DISTRIBUTION TO TRUSTS
X0306
4
2012-12-27
0
0000034563
FARMER BROTHERS CO
FARM
0001314571
Waite Carol Farmer
20333 S. NORMANDIE AVE
TORRANCE
CA
90502
0
0
1
1
Trustee, Beneficiary, Settlor
0001315366
Grossman Jeanne Farmer
20333 SOUTH NORMANDIE AVENUE
TORRANCE
CA
90502
1
0
1
1
Trustee, Beneficiary, Settlor
0001314759
Farmer Richard F
20333 S NORMANDIE AVE
TORRANCE
CA
90502
0
0
1
1
Trustee, Beneficiary, Settlor
Farmer Bros. Co. Common Stock
2012-12-27
4
J
0
217790
0
D
6413118
I
See Footnote 1
Farmer Bros. Co. Common Stock
2012-12-27
4
J
0
217790
0
A
6413118
I
See Footnote 2
Farmer Bros. Co. Common Stock
2012-12-27
4
J
0
217790
0
D
6413118
I
See Footnote 3
Farmer Bros. Co. Common Stock
2012-12-27
4
J
0
217790
0
A
6413118
I
See Footnote 4
Farmer Bros. Co. Common Stock
2012-12-27
4
J
0
217789
0
D
6413118
I
See Footnote 5
Farmer Bros. Co. Common Stock
2012-12-27
4
J
0
217789
0
A
6413118
I
See Footnote 6
Farmer Bros. Co. Common Stock
2012-12-27
4
J
0
250205
0
D
6413118
I
See Footnote 7
Farmer Bros. Co. Common Stock
2012-12-27
4
J
0
250205
0
A
6413118
I
See Footnote 8
Farmer Bros. Co. Common Stock
2012-12-27
4
J
0
250205
0
D
6413118
I
See Footnote 9
Farmer Bros. Co. Common Stock
2012-12-27
4
J
0
250205
0
A
6413118
I
See Footnote 10
Farmer Bros. Co. Common Stock
2012-12-27
4
J
0
250205
0
D
6413118
I
See Footnote 11
Farmer Bros. Co. Common Stock
2012-12-27
4
J
0
250205
0
A
6413118
I
See Footnote 12
Farmer Bros. Co. Common Stock
2012-12-27
4
J
0
417986
0
D
6413118
I
See Footnote 13
Farmer Bros. Co. Common Stock
2012-12-27
4
J
0
417986
0
A
6413118
I
See Footnote 14
Farmer Bros. Co. Common Stock
2012-12-27
4
J
0
340000
0
D
6073118
I
See Footnote 15
On December 27, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 217,790 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Ms. Waite serves as the trustee. No shares were purchased or sold.
In connection with the distribution described in Note 1 above, 217,790 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Carol Farmer Waite serves as the trustee. The shares held by such trust are beneficially owned by Ms. Waite. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Waite disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. No shares were purchased or sold.
On December 27, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 217,790 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Ms. Grossman serves as the trustee. No shares were purchased or sold.
In connection with the distribution described in Note 3 above, 217,790 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Jeanne Farmer Grossman serves as the trustee. The shares held by such trust are beneficially owned by Ms. Grossman. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Grossman disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. No shares were purchased or sold.
On December 27, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 217,789 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Richard F. Farmer serves as the trustee. No shares were purchased or sold.
In connection with the distribution described in Note 5 above, 217,789 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Richard F. Farmer serves as the trustee. The shares held by such trust are beneficially owned by Mr. Farmer. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Mr. Farmer disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. No shares were purchased or sold.
On December 27, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 250,205 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Ms. Waite serves as the trustee. No shares were purchased or sold.
In connection with the distribution described in Note 7 above, 250,205 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Carol Farmer Waite serves as the trustee. The shares held by such trust are beneficially owned by Ms. Waite. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Waite disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. No shares were purchased or sold.
On December 27, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 250,205 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Ms. Grossman serves as the trustee. No shares were purchased or sold.
In connection with the distribution described in Note 9 above, 250,205 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Jeanne Farmer Grossman serves as the trustee. The shares held by such trust are beneficially owned by Ms. Grossman. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Grossman disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. No shares were purchased or sold.
On December 27, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 250,205 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Richard F. Farmer serves as the trustee. No shares were purchased or sold.
In connection with the distribution described in Note 11 above, 250,205 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Richard F. Farmer serves as the trustee. The shares held by such trust are beneficially owned by Mr. Farmer. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Mr. Farmer disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. No shares were purchased or sold.
On December 27, 2012, a trust for which Jeanne Farmer Grossman is the trustee distributed 417,986 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Carol Farmer Waite serves as the trustee. No shares were purchased or sold.
In connection with the distribution described in Note 13 above, 417,986 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Carol Farmer Waite serves as the trustee. The shares held by such trust are beneficially owned by Ms. Waite. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Waite disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. No shares were purchased or sold.
On December 27, 2012, a trust for which Carol Farmer Waite is the trustee distributed 340,000 shares of Farmer Brothers Co. common stock held by it to a separate trust as to which a non-reporting person is the sole trustee and beneficiary. No shares were purchased or sold.
/s/ Carol Farmer Waite
2012-12-28
/s/ Carol Farmer Waite, Attorney-In-Fact for Jeanne Farmer Grossman
2012-12-28
/s/ Carol Farmer Waite, Attorney-In-Fact for Richard F. Farmer
2012-12-28