0001181431-12-063858.txt : 20121211 0001181431-12-063858.hdr.sgml : 20121211 20121211183541 ACCESSION NUMBER: 0001181431-12-063858 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121207 FILED AS OF DATE: 20121211 DATE AS OF CHANGE: 20121211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOMEZ HORTENSIA R CENTRAL INDEX KEY: 0001459275 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 121257426 MAIL ADDRESS: STREET 1: 20333 S. NORMANDIE AVE CITY: TORRANCE STATE: CA ZIP: 90502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 20333 S NORMANDIE AVE CITY: TORRANCE STATE: CA ZIP: 90502 BUSINESS PHONE: 3107875200 MAIL ADDRESS: STREET 1: 20333 SOUTH NORMANDIE AVENUE CITY: TORRANCE STATE: CA ZIP: 90502 4 1 rrd363052.xml FISCAL 2013 GRANT-GOMEZ X0306 4 2012-12-07 0 0000034563 FARMER BROTHERS CO FARM 0001459275 GOMEZ HORTENSIA R 20333 SOUTH NORMANDIE AVENUE TORRANCE CA 90502 0 1 0 0 VICE PRESIDENT & CONTROLLER Common Stock 2012-12-07 4 A 0 635 A 8675 D Stock Option (Right to Buy) 11.81 2012-12-07 4 A 0 4151 0 A 2019-12-07 Common Stock 4151 20555 D Grant of restricted stock under the 2007 Omnibus Plan; 100% of the shares will vest on December 7, 2015, subject to acceleration provisions of the 2007 Omnibus Plan and restricted stock agreement. Includes a total of 3,479 shares (including 425 shares in fiscal 2012) allocated as of the reporting date to the reporting person pursuant to the Employee Stock Ownership Plan. Grant of non-qualified stock option; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, commencing on December 7, 2013, subject to acceleration provisions of the 2007 Omnibus Plan and stock option agreement. /s/ Jeffrey A. Wahba, Attorney-In-Fact 2012-12-11