0001181431-12-050413.txt : 20120913 0001181431-12-050413.hdr.sgml : 20120913 20120913193650 ACCESSION NUMBER: 0001181431-12-050413 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120912 FILED AS OF DATE: 20120913 DATE AS OF CHANGE: 20120913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEOWN MICHAEL H CENTRAL INDEX KEY: 0001259767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 121091119 MAIL ADDRESS: STREET 1: 20333 S. NORMANDIE AVE. CITY: TORRANCE STATE: CA ZIP: 90502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 20333 S NORMANDIE AVE CITY: TORRANCE STATE: CA ZIP: 90502 BUSINESS PHONE: 3107875200 MAIL ADDRESS: STREET 1: 20333 SOUTH NORMANDIE AVENUE CITY: TORRANCE STATE: CA ZIP: 90502 4 1 rrd356102.xml SEPTEMBER 2012 GRANT PURSUANT TO EMPLOYMENT AGREEMENT X0306 4 2012-09-12 0 0000034563 FARMER BROTHERS CO FARM 0001259767 KEOWN MICHAEL H 20333 S. NORMANDIE AVE. TORRANCE CA 90502 1 1 0 0 PRESIDENT, CEO Common Stock, $1.00 par value 2012-09-12 4 A 0 6830 9.06 A 55144 D Grant of restricted stock under the 2007 Omnibus Plan pursuant to employment agreement dated March 9, 2012 and letter agreement effective May 8, 2012. Of the 15,000 total shares to be awarded to Mr. Keown pursuant to the employment agreement, 8,170 shares were granted on May 11, 2012 (the "May Grant") and reported on a Form 4 filed with the SEC on May 14, 2012. The remaining 6,830 shares were granted on September 12, 2012 (the "September Grant") and are being reported on this Form 4. All shares granted pursuant to the May Grant and the September Grant will vest on May 11, 2015, subject to acceleration provisions of the employment agreement, 2007 Omnibus Plan and restricted stock agreement. /s/ Jeffrey A. Wahba, Attorney-In-Fact 2012-09-13