0001181431-12-046821.txt : 20120821 0001181431-12-046821.hdr.sgml : 20120821 20120821174630 ACCESSION NUMBER: 0001181431-12-046821 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120817 FILED AS OF DATE: 20120821 DATE AS OF CHANGE: 20120821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waite Carol Farmer CENTRAL INDEX KEY: 0001314571 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 121048506 MAIL ADDRESS: STREET 1: FARMER BROS CO STREET 2: 20333 S NORMANDIE AV CITY: TORRANCE STATE: CA ZIP: 90502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farmer Richard F CENTRAL INDEX KEY: 0001314759 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 121048507 MAIL ADDRESS: STREET 1: FARMER BROS CO STREET 2: 20333 S NORMANDIE AV CITY: TORRANCE STATE: CA ZIP: 90502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grossman Jeanne Farmer CENTRAL INDEX KEY: 0001315366 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 121048505 MAIL ADDRESS: STREET 1: FARMER BROS CO STREET 2: 20333 S NORMANDIE AVENUE CITY: TORRANCE STATE: CA ZIP: 90502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 20333 S NORMANDIE AVE CITY: TORRANCE STATE: CA ZIP: 90502 BUSINESS PHONE: 3107875200 MAIL ADDRESS: STREET 1: 20333 SOUTH NORMANDIE AVENUE CITY: TORRANCE STATE: CA ZIP: 90502 4 1 rrd354045.xml AUGUST 2012 DISTRIBUTION TO TRUSTS X0306 4 2012-08-17 0 0000034563 FARMER BROTHERS CO FARM 0001314571 Waite Carol Farmer 20333 S. NORMANDIE AVE TORRANCE CA 90502 0 0 1 1 Trustee, Beneficiary, Settlor 0001315366 Grossman Jeanne Farmer 20333 SOUTH NORMANDIE AVENUE TORRANCE CA 90502 1 0 1 1 Trustee, Beneficiary, Settlor 0001314759 Farmer Richard F 20333 S NORMANDIE AVE TORRANCE CA 90502 0 0 1 1 Trustee, Beneficiary, Settlor Farmer Bros. Co. Common Stock 2012-08-17 4 J 0 365910 8.965 D 6399822 I See Footnote 1 Farmer Bros. Co. Common Stock 2012-08-17 4 J 0 365910 8.965 A 6399822 I See Footnote 2 Farmer Bros. Co. Common Stock 2012-08-17 4 J 0 365910 8.965 D 6399822 I See Footnote 3 Farmer Bros. Co. Common Stock 2012-08-17 4 J 0 365910 8.965 A 6399822 I See Footnote 4 Farmer Bros. Co. Common Stock 2012-08-17 4 J 0 365910 8.965 D 6399822 I See Footnote 5 Farmer Bros. Co. Common Stock 2012-08-17 4 J 0 365910 8.965 A 6399822 I See Footnote 6 Farmer Bros. Co. Common Stock 2012-08-17 4 J 0 365910 8.965 D 6399822 I See Footnote 7 Farmer Bros. Co. Common Stock 2012-08-17 4 J 0 365910 8.965 A 6399822 I See Footnote 8 Farmer Bros. Co. Common Stock 2012-08-17 4 J 0 3799 8.965 D 6399822 I See Footnote 9 Farmer Bros. Co. Common Stock 2012-08-17 4 J 0 3799 8.965 A 6399822 I See Footnote 10 On August 17, 2012, a trust for which Carol Farmer Waite, Jeanne Farmer Grossman and Richard F. Farmer are the co-trustees distributed 365,910 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Ms. Waite serves as the trustee. No shares were purchased or sold. In connection with the distribution described in Note 1 above, 365,910 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Carol Farmer Waite serves as the trustee. The shares held by such trust are beneficially owned by Ms. Waite. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Waite disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. No shares were purchased or sold. On August 17, 2012, a trust for which Carol Farmer Waite, Jeanne Farmer Grossman and Richard F. Farmer are the co-trustees distributed 365,910 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Ms. Waite serves as the trustee. No shares were purchased or sold. In connection with the distribution described in Note 3 above, 365,910 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Jeanne Farmer Grossman serves as the trustee. The shares held by such trust are beneficially owned by Ms. Grossman. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Grossman disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. No shares were purchased or sold. On August 17, 2012, a trust for which Carol Farmer Waite, Jeanne Farmer Grossman and Richard F. Farmer are the co-trustees distributed 365,910 shares of Farmer Brothers Co. common stock held by it to three separate trusts for which Ms. Waite, Ms. Grossman and Mr. Farmer, respectively, serve as the trustees. No shares were purchased or sold. In connection with the distribution described in Note 5 above, 365,910 shares of Farmer Brothers Co. common stock held by a trust were distributed to three separate trusts for which Carol Farmer Waite, Jeanne Farmer Grossman and Richard F. Farmer, respectively, serve as the trustees. The shares held by such trusts are beneficially owned by Ms. Waite, Ms. Grossman and Mr. Farmer, respectively. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Waite, Ms. Grossman and Mr. Farmer each disclaims beneficial ownership of such shares except to the extent of his or her pecuniary interest therein. No shares were purchased or sold. On August 17, 2012, a trust for which Carol Farmer Waite, Jeanne Farmer Grossman and Richard F. Farmer are the co-trustees distributed 365,910 shares of Farmer Brothers Co. common stock held by it to a separate trust for which Mr. Farmer serves as the trustee. No shares were purchased or sold. In connection with the distribution described in Note 7 above, 365,910 shares of Farmer Brothers Co. common stock held by a trust were distributed to a separate trust for which Richard F. Farmer serves as the trustee. The shares held by such trust are beneficially owned by Mr. Farmer. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Mr. Farmer disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. No shares were purchased or sold. On August 17, 2012, a trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 3,799 shares of Farmer Brothers Co. common stock held by it to three separate trusts shares for which Ms. Waite, Ms. Grossman and Richard F. Farmer, respectively, serve as the trustees. No shares were purchased or sold. In connection with the distribution described in Note 9 above, 3,799 shares of Farmer Brothers Co. common stock held by a trust were distributed to three separate trusts for which Carol Farmer Waite, Jeanne Farmer Grossman and Richard F. Farmer, respectively, serve as the trustees. The shares held by such trusts are beneficially owned by Ms. Waite, Ms. Grossman and Mr. Farmer, respectively. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Ms. Waite, Ms. Grossman and Mr. Farmer each disclaims beneficial ownership of such shares except to the extent of his or her pecuniary interest therein. No shares were purchased or sold. /s/ Carol Farmer Waite 2012-08-20 /s/ Carol Farmer Waite, Attorney-In-Fact for Jeanne Farmer Grossman 2012-08-20 /s/ Carol Farmer Waite, Attorney-In-Fact for Richard F. Farmer 2012-08-20