0001181431-12-029694.txt : 20120514
0001181431-12-029694.hdr.sgml : 20120514
20120514162826
ACCESSION NUMBER: 0001181431-12-029694
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120511
FILED AS OF DATE: 20120514
DATE AS OF CHANGE: 20120514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MORTENSEN THOMAS W
CENTRAL INDEX KEY: 0001546236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 12839053
MAIL ADDRESS:
STREET 1: 20333 S. NORMANDIE AVE
CITY: TORRANCE
STATE: CA
ZIP: 90502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 20333 S NORMANDIE AVE
CITY: TORRANCE
STATE: CA
ZIP: 90502
BUSINESS PHONE: 3107875200
MAIL ADDRESS:
STREET 1: 20333 SOUTH NORMANDIE AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90502
4
1
rrd345030.xml
GRANT IN MAY 2012 PURSUANT TO EMPLOYMENT AGREEMENT
X0305
4
2012-05-11
0
0000034563
FARMER BROTHERS CO
FARM
0001546236
MORTENSEN THOMAS W
20333 S. NORMANDIE AVE.
TORRANCE
CA
90502
0
1
0
0
SR. VICE PRES.OF ROUTE SALES
Common Stock $1.00 par value
2012-05-11
4
A
0
10000
6.96
A
20256
D
Stock Option (right tobuy)
6.96
2012-05-11
4
A
0
20000
0
A
2019-05-11
Common Stock
20000
35105
D
Grant of restricted stock under the 2007 Omnibus Plan pursuant to employment agreement dated April 4, 2012; 100% of the shares will vest on May 11, 2015, subject to acceleration provisions of the 2007 Omnibus Plan and restricted stock agreement.
Grant of non-qualified stock option under the 2007 Omnibus Plan pursuant to employment agreement dated April 4, 2012; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date subject to acceleration provisions of the 2007 Omnibus Plan and stock option agreement.
/s/ Jeffrey A. Wahba, Attorney-In-Fact
2012-05-14