0001181431-12-009155.txt : 20120215 0001181431-12-009155.hdr.sgml : 20120215 20120215170937 ACCESSION NUMBER: 0001181431-12-009155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120213 FILED AS OF DATE: 20120215 DATE AS OF CHANGE: 20120215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Criteser Patrick G CENTRAL INDEX KEY: 0001428017 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 12616742 MAIL ADDRESS: STREET 1: 20333 S. NORMANDIE AVENUE CITY: TORRANCE STATE: CA ZIP: 90502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 20333 S NORMANDIE AVE CITY: TORRANCE STATE: CA ZIP: 90502 BUSINESS PHONE: 3107875200 MAIL ADDRESS: STREET 1: 20333 SOUTH NORMANDIE AVENUE CITY: TORRANCE STATE: CA ZIP: 90502 4 1 rrd334209.xml FEB 2012 GRANT-4/19/2011 AND 2/13/2012 AGRMNTS-CRITESER X0304 4 2012-02-13 0 0000034563 FARMER BROTHERS CO FARM 0001428017 Criteser Patrick G 20333 SOUTH NORMANDIE AVENUE TORRANCE CA 90502 0 1 0 0 Interim Co-CEO Stock option (right to buy) 10.82 2012-02-13 4 A 0 15000 0 A 2019-02-13 Common Stock 15000 104276 D Stock option (right to buy) 10.82 2012-02-13 4 A 0 70000 0 A 2019-02-13 Common Stock 70000 174276 D Grant of non-qualified stock option; one hundred percent (100%) of the total number of shares subject to the option vest on the first anniversary of the grant date, subject to the acceleration provisions of that certain Amended and Restated Employment Agreement, effective as of April 19, 2011, between the Company and Patrick G. Criteser, as the same may be amended, and the stock option award agreement. Grant of non-qualified stock option; one hundred percent (100%) of the total number of shares subject to the option vest on the first anniversary of the grant date, subject to the acceleration provisions of that certain Second Amended and Restated employment agreement, effective as of February 13, 2012, between the Company and Patrick G. Criteser, as the same may be amended, and the stock option award agreement. /s/ Jeffrey A. Wahba, Attorney-in-Fact 2012-02-15