0001181431-12-003566.txt : 20120123 0001181431-12-003566.hdr.sgml : 20120123 20120123183353 ACCESSION NUMBER: 0001181431-12-003566 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120120 FILED AS OF DATE: 20120123 DATE AS OF CHANGE: 20120123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waite Carol Farmer CENTRAL INDEX KEY: 0001314571 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 12540436 MAIL ADDRESS: STREET 1: FARMER BROS CO STREET 2: 20333 S NORMANDIE AV CITY: TORRANCE STATE: CA ZIP: 90502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farmer Richard F CENTRAL INDEX KEY: 0001314759 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 12540434 MAIL ADDRESS: STREET 1: FARMER BROS CO STREET 2: 20333 S NORMANDIE AV CITY: TORRANCE STATE: CA ZIP: 90502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grossman Jeanne Farmer CENTRAL INDEX KEY: 0001315366 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 12540435 MAIL ADDRESS: STREET 1: FARMER BROS CO STREET 2: 20333 S NORMANDIE AVENUE CITY: TORRANCE STATE: CA ZIP: 90502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 20333 S NORMANDIE AVE CITY: TORRANCE STATE: CA ZIP: 90502 BUSINESS PHONE: 3107875200 MAIL ADDRESS: STREET 1: 20333 SOUTH NORMANDIE AVENUE CITY: TORRANCE STATE: CA ZIP: 90502 4 1 rrd330629.xml JANUARY 2012 DISTRIBUTION TO TRUSTS X0304 4 2012-01-20 0 0000034563 FARMER BROTHERS CO FARM 0001314571 Waite Carol Farmer 20333 S. NORMANDIE AVE TORRANCE CA 90502 0 0 1 1 Trustee, Beneficiary, Settlor 0001315366 Grossman Jeanne Farmer 20333 SOUTH NORMANDIE AVENUE TORRANCE CA 90502 1 0 1 1 Trustee, Beneficiary, Settlor 0001314759 Farmer Richard F 20333 S NORMANDIE AVE TORRANCE CA 90502 0 0 1 1 Trustee, Beneficiary, Settlor Farmer Bros. Co. Common Stock 2012-01-20 4 J 0 204399 7.86 D 6399822 I See Footnote 1 Farmer Bros. Co. Common Stock 2012-01-20 4 J 0 119430 7.86 D 6399822 I See Footnote 2 Farmer Bros. Co. Common Stock 2012-01-20 4 J 0 323829 7.86 A 6399822 I See Footnote 3 On January 20, 2012, a Farmer family trust for which Carol Farmer Waite and Jeanne Farmer Grossman are the co-trustees distributed 204,399 shares of Farmer Brothers Co. common stock held by it to a separate family trust for which Ms. Waite and Richard F. Farmer serve as trustees. No shares were purchased or sold. On January 20, 2012, a Farmer family trust for which Ms. Waite and Ms. Grossman are the trustees distributed 119,430 shares of Farmer Brothers Co. common stock held by it to a separate family trust for which Ms. Waite and Mr. Farmer serve as trustees. No shares were purchased or sold. In connection with the distributions described in Notes 1 and 2 above, 323,829 shares of Farmer Brothers Co. common stock held by two Farmer family trusts were distributed to a separate family trust for which Ms. Waite and Mr. Farmer are the co-trustees. The shares held by such trust are beneficially owned by each of Ms. Waite, Ms. Grossman and Mr. Farmer to the extent of their proportionate interests in such trust. At the option of the Reporting Persons, the entire amount of the trust's interest in the shares is being reported. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or her pecuniary interest therein. No shares were purchased or sold. /s/ Carol Farmer Waite 2012-01-23 /s/ Carol Farmer Waite, Attorney-In-Fact for Jeanne Farmer Grossman 2012-01-23 /s/ Carol Farmer Waite, Attorney-In-Fact for Richard F. Farmer 2012-01-23