-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NVwY8WCGKzKy0sbnYT0a4+ly0mVz6N5H4fKALVE5N+BsVFoKpQwa16pfkbv31b10 qSPItBqY8vsDlTCnBFWeQg== 0001181431-09-056542.txt : 20091214 0001181431-09-056542.hdr.sgml : 20091214 20091214192544 ACCESSION NUMBER: 0001181431-09-056542 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091210 FILED AS OF DATE: 20091214 DATE AS OF CHANGE: 20091214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAVERTY ROGER CENTRAL INDEX KEY: 0001248250 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 091240122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 20333 S NORMANDIE AVE CITY: TORRANCE STATE: CA ZIP: 90502 BUSINESS PHONE: 3107875200 MAIL ADDRESS: STREET 1: 20333 SOUTH NORMANDIE AVENUE CITY: TORRANCE STATE: CA ZIP: 90502 4 1 rrd258740.xml FISCAL 2010 GRANT-LAVERTY X0303 4 2009-12-10 0 0000034563 FARMER BROTHERS CO FARM 0001248250 LAVERTY ROGER 20333 SOUTH NORMANDIE AVENUE TORRANCE CA 90502 1 1 0 0 PRESIDENT & CEO Common Stock 2009-12-10 4 A 0 11172 A 27246 D Stock Option (Right to Buy) 18.41 2009-12-10 4 A 0 72828 0 A 2016-12-10 Common Stock 72828 152828 D Grant of restricted stock under the 2007 Omnibus Plan; 100% of the shares will vest on December 10, 2012, subject to acceleration provisions of the 2007 Omnibus Plan and restricted stock agreement. Includes a total of 1,874 shares (including 828 shares in fiscal 2009) allocated as of the reporting date to the reporting person pursuant to the Employee Stock Ownership Plan. Grant of non-qualified stock option; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, commencing on December 10, 2010, subject to acceleration provisions of the 2007 Omnibus Plan and stock option agreement. /s/ Roger Laverty 2009-12-14 -----END PRIVACY-ENHANCED MESSAGE-----