8-K/A 1 a07-31121_18ka.htm 8-K/A

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K/A

 

CURRENT REPORT

 


 

PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): August 23, 2007

 

Farmer Bros. Co.

(Exact Name of Registrant as Specified in Charter)

 

Delaware

 

0-1375

 

95-0725980

(State or Other Jurisdiction
of Incorporation)

 

(Commission File Number)

 

(I.R.S. Employer
Identification No.)

 

20333 South Normandie Avenue, Torrance, California

 

90502

(Address of Principal Executive Offices)

 

(Zip Code)

 

(310) 787-5200

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 



EXPLANATORY NOTE

 

                Farmer Bros. Co., a Delaware corporation (the “Company”), is filing this Current Report on Form 8-K/A to amend Item 5.02 initially filed with the Securities and Exchange Commission on a Current Report on Form 8-K on August 29, 2007 (the “Form 8-K”).

 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

(c)           Appointment of New Chief Executive Officer

 

                In connection with the promotion of Roger M. Laverty III to Chief Executive Officer of the Company, the Company and Mr. Laverty entered into Amendment No. 1 to Employment Agreement (“Amendment No. 1”) effective at the commencement of the Company’s 2007 Annual Meeting of Stockholders held on December 6, 2007.  A copy of Amendment No. 1 is attached hereto as Exhibit 10.1 and is incorporated herein by reference.

 

Item 9.01. Financial Statements and Exhibits.

 

(d)           Exhibits.

 

10.1

 

Amendment No. 1 to Employment Agreement between Farmer Bros. Co. and Roger M. Laverty III

 

 

 

2



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated:  December 10, 2007

 

 

FARMER BROS. CO.

 

 

 

 

 

 

By:

/S/ JOHN E. SIMMONS

 

 

 

Name: John E. Simmons

 

 

 

Title: Treasurer, Chief Financial Officer

 

 

 

 

3



EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

10.1

 

Amendment No. 1 to Employment Agreement between Farmer Bros. Co. and Roger M. Laverty III

 

 

 

 

 

 

4