0000921895-22-002811.txt : 20221013
0000921895-22-002811.hdr.sgml : 20221013
20221013171122
ACCESSION NUMBER: 0000921895-22-002811
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221003
FILED AS OF DATE: 20221013
DATE AS OF CHANGE: 20221013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JCP Investment Partnership, LP
CENTRAL INDEX KEY: 0001461946
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 221309653
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713.333.5540
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JCP Investment Management, LLC
CENTRAL INDEX KEY: 0001461945
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 221309654
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713-201-6910
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pappas James C
CENTRAL INDEX KEY: 0001462171
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 221309650
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JCP Investment Partners, LP
CENTRAL INDEX KEY: 0001461947
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 221309652
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713-201-6910
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JCP Investment Holdings, LLC
CENTRAL INDEX KEY: 0001461948
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 221309651
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 713-201-6910
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1320
CITY: HOUSTON
STATE: TX
ZIP: 77027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1912 FARMER BROTHERS DRIVE
CITY: NORTHLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 888 998 2468
MAIL ADDRESS:
STREET 1: P O BOX 77057
CITY: FORT WORTH
STATE: TX
ZIP: 76177
3
1
form308569044_10132022.xml
OWNERSHIP DOCUMENT
X0206
3
2022-10-03
0
0000034563
FARMER BROTHERS CO
FARM
0001461945
JCP Investment Management, LLC
1177 WEST LOOP SOUTH
SUITE 1320
HOUSTON
TX
77027
0
0
0
1
See Footnote 1
0001461946
JCP Investment Partnership, LP
1177 WEST LOOP SOUTH
SUITE 1320
HOUSTON
TX
77027
0
0
0
1
See Footnote 1
0001461947
JCP Investment Partners, LP
1177 WEST LOOP SOUTH
SUITE 1320
HOUSTON
TX
77027
0
0
0
1
See Footnote 1
0001461948
JCP Investment Holdings, LLC
1177 WEST LOOP SOUTH
SUITE 1320
HOUSTON
TX
77027
0
0
0
1
See Footnote 1
0001462171
Pappas James C
1177 WEST LOOP SOUTH
SUITE 1329
HOUSTON
TX
77027
0
0
0
1
See Footnote 1
Common Stock
671955
I
By: JCP Investment Partnership, LP
Common Stock
320871
I
By: Managed Accounts of JCP Investment Management, LLC
This Form 3 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.
Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.
JCP Investment Management, LLC, By: /s/ James C. Pappas, Managing Member
2022-10-13
JCP Investment Partnership, LP, By: JCP Investment Management, LLC, Investment Manager, By: /s/ James C/ Pappas, Managing Member
2022-10-13
JCP Investment Partners, LP, By: JCP Investment Holdings, LLC, General Partner, By: /s/ James C. Pappas, Sole Member
2022-10-13
JCP Investment Holdings, LLC, By: /s/ James C. Pappas, Sole Member
2022-10-13
/s/ James C. Pappas
2022-10-13