0000034563-21-000043.txt : 20210707
0000034563-21-000043.hdr.sgml : 20210707
20210707214133
ACCESSION NUMBER: 0000034563-21-000043
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210707
DATE AS OF CHANGE: 20210707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown Jennifer H
CENTRAL INDEX KEY: 0001871473
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 211078846
MAIL ADDRESS:
STREET 1: 1912 FARMER BROTHERS DRIVE
CITY: NORTHLAKE
STATE: TX
ZIP: 76262
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1912 FARMER BROTHERS DRIVE
CITY: NORTHLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 888 998 2468
MAIL ADDRESS:
STREET 1: P O BOX 77057
CITY: FORT WORTH
STATE: TX
ZIP: 76177
3
1
wf-form3_162570847906144.xml
FORM 3
X0206
3
2021-06-30
0
0000034563
FARMER BROTHERS CO
FARM
0001871473
Brown Jennifer H
1912 FARMER BROTHERS DRIVE
NORTHLAKE
TX
76262
0
1
0
0
Senior VP and General Counsel
Common Stock
4737
D
Common Stock (Restricted Stock Units 5-11-2020)
9227
D
Common Stock (Restricted Stock Units 12-9-2020)
17401
D
Common Stock
3501
I
Held in the Company's 401(k) and ESOP Plans
Stock Option (right to buy)
32.85
2023-11-10
Common Stock
501.0
D
Stock Option (right to buy)
31.7
2024-11-10
Common Stock
1294.0
D
Stock Option (right to buy)
25.04
2025-11-12
Common Stock
1846.0
D
Stock Option (right to buy)
15.94
2026-11-11
Common Stock
9920.0
D
Grant of 13,840 restricted stock under the Farmer Bros. Co. 2017 Long-Term Incentive Plan (the "Plan"), granted on May 11, 2020 ("Grant Date"); the restricted vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares vest each year on the anniversary of the Grant Date ("Vesting Dates"), subject to continued employment with the Company through each Vesting Date and the acceleration provisions of the Plan and restricted stock grant agreement. As of the date of this form, one-third of the shares (4,613) are vested and included in the Common Stock outstanding.
Grant of restricted stock under the Plan, granted on December 9, 2020 ("Grant Date"); the restricted vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares vest each year on the anniversary of the Grant Date ("Vesting Dates"), subject to continued employment with the Company through each Vesting Date and the acceleration provisions of the Plan and restricted stock grant agreement.
The Stock Option is fully exercisable.
Grant of non-qualified stock option under the Plan on November 10, 2017; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances.
Grant of non-qualified stock option on November 12, 2018 under the Plan; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances.
Grant of non-qualified stock option on November 11, 2019 under the Plan; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances.
Jennifer H. Brown
2021-07-07