0000034563-18-000046.txt : 20180912
0000034563-18-000046.hdr.sgml : 20180912
20180912174301
ACCESSION NUMBER: 0000034563-18-000046
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180910
FILED AS OF DATE: 20180912
DATE AS OF CHANGE: 20180912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KEOWN MICHAEL H
CENTRAL INDEX KEY: 0001259767
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 181067497
MAIL ADDRESS:
STREET 1: P O BOX 77057
CITY: FORT WORTH
STATE: TX
ZIP: 76177
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1912 FARMER BROTHERS DRIVE
CITY: NORTHLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 888 998 2468
MAIL ADDRESS:
STREET 1: P O BOX 77057
CITY: FORT WORTH
STATE: TX
ZIP: 76177
4
1
wf-form4_153678856298560.xml
FORM 4
X0306
4
2018-09-10
0
0000034563
FARMER BROTHERS CO
FARM
0001259767
KEOWN MICHAEL H
FARMER BROS. CO.
1912 FARMER BROTHERS DRIVE
NORTHLAKE
TX
76262
1
1
0
0
PRESIDENT, CEO
Common Stock
2018-09-10
4
M
0
23333
11.81
A
68405
D
Common Stock
2018-09-10
4
S
0
23333
28.032
D
45072
D
Common Stock, $1.00 par value
2710
I
By ESOP
Stock Option (right to buy)
11.81
2018-09-10
4
M
0
23333
0
D
2019-12-07
Common Stock
23333.0
205218
D
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
Open market sale of shares from 6/11/2018 stock option exercise, with a portion of the proceeds delivered to the issuer for payment of the exercise price of the option. This transaction was executed in multiple trades at price ranging from $28.00 to $28.0664, the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer. or a security holder of the Issuer. The Reporting Person continues to meet the Company's stock ownership guidelines.
The options to purchase shares of common stock of Farmer Bros. Co. are fully vested and immediately exercisable.
/s/ Thomas J. Mattei, Jr., Attorney-in-fact for Michael H. Keown
2018-09-12