0000034563-18-000046.txt : 20180912 0000034563-18-000046.hdr.sgml : 20180912 20180912174301 ACCESSION NUMBER: 0000034563-18-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180910 FILED AS OF DATE: 20180912 DATE AS OF CHANGE: 20180912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEOWN MICHAEL H CENTRAL INDEX KEY: 0001259767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 181067497 MAIL ADDRESS: STREET 1: P O BOX 77057 CITY: FORT WORTH STATE: TX ZIP: 76177 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1912 FARMER BROTHERS DRIVE CITY: NORTHLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 888 998 2468 MAIL ADDRESS: STREET 1: P O BOX 77057 CITY: FORT WORTH STATE: TX ZIP: 76177 4 1 wf-form4_153678856298560.xml FORM 4 X0306 4 2018-09-10 0 0000034563 FARMER BROTHERS CO FARM 0001259767 KEOWN MICHAEL H FARMER BROS. CO. 1912 FARMER BROTHERS DRIVE NORTHLAKE TX 76262 1 1 0 0 PRESIDENT, CEO Common Stock 2018-09-10 4 M 0 23333 11.81 A 68405 D Common Stock 2018-09-10 4 S 0 23333 28.032 D 45072 D Common Stock, $1.00 par value 2710 I By ESOP Stock Option (right to buy) 11.81 2018-09-10 4 M 0 23333 0 D 2019-12-07 Common Stock 23333.0 205218 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Open market sale of shares from 6/11/2018 stock option exercise, with a portion of the proceeds delivered to the issuer for payment of the exercise price of the option. This transaction was executed in multiple trades at price ranging from $28.00 to $28.0664, the price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer. or a security holder of the Issuer. The Reporting Person continues to meet the Company's stock ownership guidelines. The options to purchase shares of common stock of Farmer Bros. Co. are fully vested and immediately exercisable. /s/ Thomas J. Mattei, Jr., Attorney-in-fact for Michael H. Keown 2018-09-12