0000034563-18-000003.txt : 20180109
0000034563-18-000003.hdr.sgml : 20180109
20180109200703
ACCESSION NUMBER: 0000034563-18-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180105
FILED AS OF DATE: 20180109
DATE AS OF CHANGE: 20180109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grossman Jeanne Farmer
CENTRAL INDEX KEY: 0001315366
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 18520139
MAIL ADDRESS:
STREET 1: FARMER BROS CO.
STREET 2: P O BOX 77057
CITY: FORT WORTH
STATE: TX
ZIP: 76177
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1912 FARMER BROTHERS DRIVE
CITY: NORTHLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 888 998 2468
MAIL ADDRESS:
STREET 1: P O BOX 77057
CITY: FORT WORTH
STATE: TX
ZIP: 76177
4
1
wf-form4_151554640948404.xml
FORM 4
X0306
4
2018-01-05
0
0000034563
FARMER BROTHERS CO
FARM
0001315366
Grossman Jeanne Farmer
FARMER BROS. CO.
1912 FARMER BROTHERS DRIVE
NORTHLAKE
TX
76262
1
0
0
0
Common Stock, $1.00 par value
2018-01-05
5
J
0
E
732947
0
D
1169236
I
Trusts
Common Stock, $1.00 par value
2018-01-05
5
J
0
E
732947
0
A
1169236
I
Trusts
Common Stock, $1.00 par value
18874
D
These shares were transferred pursuant to court order, in a series of transactions not involving a sale and all having an effective date of January 5, 2018, between certain of the trusts referenced in column 7 (the "Trusts"), as follows: (i) an aggregate of 12,120 shares were transferred from Trusts of which Reporting Person was then a co-trustee and not a beneficiary to Trusts of which Reporting Person is the sole trustee and not a beneficiary; (ii) an aggregate of 489,640 shares were transferred from Trusts of which Reporting Person was then the sole beneficiary and not a trustee to Trusts of which Reporting Person is the sole beneficiary and the sole trustee; and (iii) an aggregate of 231,187 shares were transferred from Trusts of which Reporting Person was then a beneficiary and not a trustee to Trusts of which Reporting Person is the sole beneficiary and the sole trustee.
The number of shares of Common Stock beneficially owned indirectly by the Reporting Person did not change as the result of these inter-trust transfers.
Reflects the Reporting Person's beneficial ownership of shares of Common Stock held in various family trusts of which the Reporting Person is the sole trustee, co-trustee, beneficiary, and/or settlor, as reported in the Issuer's Definitive Proxy statement on Schedule 14A filed with the SEC on October 27, 2017, after giving effect to the subsequent transactions by the Reporting Person including the reported transaction.
/s/ Thomas J. Mattei Jr., Attorney-In-Fact for Jeanne Farmer Grossman
2018-01-09