0000034563-17-000126.txt : 20171204
0000034563-17-000126.hdr.sgml : 20171204
20171204193601
ACCESSION NUMBER: 0000034563-17-000126
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171110
FILED AS OF DATE: 20171204
DATE AS OF CHANGE: 20171204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: IOBST ELLEN D
CENTRAL INDEX KEY: 0001699098
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34249
FILM NUMBER: 171238394
MAIL ADDRESS:
STREET 1: FARMER BROS. CO.
STREET 2: P O BOX 77057
CITY: FORT WORTH
STATE: TX
ZIP: 76177
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FARMER BROTHERS CO
CENTRAL INDEX KEY: 0000034563
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 950725980
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1912 FARMER BROTHERS DRIVE
CITY: NORTHLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 888 998 2468
MAIL ADDRESS:
STREET 1: P O BOX 77057
CITY: FORT WORTH
STATE: TX
ZIP: 76177
4/A
1
wf-form4a_151243414736534.xml
FORM 4/A
X0306
4/A
2017-11-10
2017-11-14
0
0000034563
FARMER BROTHERS CO
FARM
0001699098
IOBST ELLEN D
FARMER BROS. CO.
1912 FARMER BROTHERS DRIVE
NORTHLAKE
TX
76262
0
1
0
0
CHIEF OPERATIONS OFFICER
Performance-Based Restricted Stock Units (PBRSUs)
31.7
2017-11-10
4
A
0
3205
0
A
2024-11-10
Common Stock
3205.0
3205
D
Corrected number of PBRSUs granted.
Grant of performance-based restricted stock units ("PBRSUs") under the Farmer Bros. Co. 2017 Long-Term Incentive Plan. The target number of PBRSUs is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the PBRSUs are scheduled to vest based on achievement of certain financial performance goals for the performance period July 1, 2017 through June 30, 2020. At the end of the three-year performance period, the number of PBRSUs that actually vest will be 0% to 150% of the target amount, depending on the extent to which Farmer Bros. Co. meets or exceeds certain financial performance goals measured over the full three-year performance period. The maximum number of PBRSUs that may vest at the end of the three-year performance period is 4,807 (150% of the target amount).
Corrected number of PBRSUs beneficially owned after the reported transaction.
This Form 4 is being amended to report the corrected number of PBRSUs granted to the Reporting Person on November 10, 2017, the corrected maximum number of PBRSUs that may vest at the end of the performance period, and the corrected number of PBRSUs beneficially owned after the reported transaction. Due to a computational error, the original filing on November 14, 2017 reported an incorrect number of PBRSUs, an incorrect maximum number of PBRSUs that may vest at the end of the performance period, and an incorrect number of PBRSUs beneficially owned after the reported transaction.
/s/ Thomas J. Mattei, Jr., Attorney-In-Fact for Ellen D. Iobst
2017-12-04