0000034563-17-000122.txt : 20171204 0000034563-17-000122.hdr.sgml : 20171204 20171204193159 ACCESSION NUMBER: 0000034563-17-000122 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171110 FILED AS OF DATE: 20171204 DATE AS OF CHANGE: 20171204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Robson David CENTRAL INDEX KEY: 0001317553 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 171238386 MAIL ADDRESS: STREET 1: FARMER BROS.CO. STREET 2: 1912 FARMER BROTHERS DR CITY: NORTHLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1912 FARMER BROTHERS DRIVE CITY: NORTHLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 888 998 2468 MAIL ADDRESS: STREET 1: P O BOX 77057 CITY: FORT WORTH STATE: TX ZIP: 76177 4/A 1 wf-form4a_151243390664409.xml FORM 4/A X0306 4/A 2017-11-10 2017-11-14 0 0000034563 FARMER BROTHERS CO FARM 0001317553 Robson David FARMER BROS. CO. 1912 FARMER BROTHERS DRIVE NORTHLAKE TX 76262 0 1 0 0 TREASURER, CFO Performance-Based Restricted Stock Units (PBRSUs) 31.7 2017-11-10 4 A 0 4171 0 A 2024-11-10 Common Stock 4171.0 4171 D Corrected number of PBRSUs granted. Grant of performance-based restricted stock units ("PBRSUs") under the Farmer Bros. Co. 2017 Long-Term Incentive Plan. The target number of PBRSUs is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the PBRSUs are scheduled to vest based on achievement of certain financial performance goals for the performance period July 1, 2017 through June 30, 2020. At the end of the three-year performance period, the number of PBRSUs that actually vest will be 0% to 150% of the target amount, depending on the extent to which Farmer Bros. Co. meets or exceeds certain financial performance goals measured over the full three-year performance period. The maximum number of PBRSUs that may vest at the end of the three-year performance period is 6,256 (150% of the target amount). Corrected number of PBRSUs beneficially owned after the reported transaction. This Form 4 is being amended to report the corrected number of PBRSUs granted to the Reporting Person on November 10, 2017, the corrected maximum number of PBRSUs that may vest at the end of the performance period, and the corrected number of PBRSUs beneficially owned after the reported transaction. Due to a computational error, the original filing on November 14, 2017 reported an incorrect number of PBRSUs granted, an incorrect maximum number of PBRSUs that may vest at the end of the performance period, and an incorrect number of PBRSUs beneficially owned after the reported transaction. /s/ Thomas J. Mattei, Jr., Attorney-In-Fact for David G. Robson 2017-12-04