0000034563-17-000102.txt : 20171114 0000034563-17-000102.hdr.sgml : 20171114 20171114205900 ACCESSION NUMBER: 0000034563-17-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171110 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Robson David CENTRAL INDEX KEY: 0001317553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34249 FILM NUMBER: 171203694 MAIL ADDRESS: STREET 1: FARMER BROS.CO. STREET 2: 1912 FARMER BROTHERS DR CITY: NORTHLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FARMER BROTHERS CO CENTRAL INDEX KEY: 0000034563 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 950725980 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1912 FARMER BROTHERS DRIVE CITY: NORTHLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 888 998 2468 MAIL ADDRESS: STREET 1: P O BOX 77057 CITY: FORT WORTH STATE: TX ZIP: 76177 4 1 wf-form4_151071112596613.xml FORM 4 X0306 4 2017-11-10 0 0000034563 FARMER BROTHERS CO FARM 0001317553 Robson David FARMER BROS CO. 1912 FARMER BROTHERS DRIVE NORTHLAKE TX 76262 0 1 0 0 TREASURER, CFO Common Stock, $1.00 par value 2017-11-10 4 A 0 947 0 A 947 D Stock Option (right to buy) 31.7 2017-11-10 4 A 0 5764 0 A 2024-11-10 Common Stock 5764.0 5764 D Stock Option (right to buy) 31.7 2017-11-10 4 A 0 12699 0 A 2024-11-10 Common Stock 12699.0 18463 D Performance-Based Restricted Stock Units (PBRSUs) 31.7 2017-11-10 4 A 0 12699 0 A 2024-11-10 Common Stock 12699.0 12699 D Grant of restricted stock under the Farmer Bros. Co. 2017 Long-Term Incentive Plan ("Plan") pursuant to the reporting person's employment agreement with the Issuer; 100% of the total shares vest on November 10, 2020, subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances. Grant of non-qualified stock option under the Plan pursuant to the reporting person's employment agreement with the Issuer; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, commencing on November 10, 2018, subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances. Grant of non-qualified stock option under the Plan; the stock option vests pursuant to a three year vesting schedule, whereby one-third of the total number of shares issuable under the option becomes exercisable each year on the anniversary of the grant date, commencing on November 10, 2018, subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances. Grant of performance-based restricted stock units ("PBRSUs") under the Plan. The target number of PBRSUs is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the PBRSUs are scheduled to vest based on achievement of certain financial performance goals for the performance period July 1, 2017 through June 30, 2020. At the end of the three-year performance period, the number of PBRSUs that actually vest will be 0% to 150% of the target amount, depending on the extent to which Farmer Bros. Co. meets or exceeds certain financial performance goals measured over the full three-year performance period. The maximum number of PBRSUs that may vest at the end of the three-year performance period is 19,048 (150% of the target amount). /s/ Thomas J. Mattei, Jr., Attorney-In-Fact for David G. Robson 2017-11-14